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	<title>The Phylmar Group, Inc. &#187; Article</title>
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		<title>A System for Prioritizing Audit Sites According to Risk</title>
		<link>http://www.phylmar.com/2008/10/a-system-for-prioritizing-audit-sites-according-to-risk/</link>
		<comments>http://www.phylmar.com/2008/10/a-system-for-prioritizing-audit-sites-according-to-risk/#comments</comments>
		<pubDate>Thu, 30 Oct 2008 05:42:47 +0000</pubDate>
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				<category><![CDATA[Article]]></category>
		<category><![CDATA[Regulatory Compliance and Auditing]]></category>

		<guid isPermaLink="false">http://www.phylmar.com/?p=201</guid>
		<description><![CDATA[The Phylmar Group, Inc.
1) Objectives
Develop a system to select and prioritize sites for environmental, health, and safety (EHS) audits
Why?
- Cannot audit all operations
- Need to set priorities based on risk management concepts
System should:
- Apply standard criteria to all sites and prioritization decisions
- Generate reproducible results
- Consider quantitative and qualitative data
2) System Concepts
System rates each audit site according to types of risk….
- Inherent risk (IR): fixed due to nature of operations
- Manageable risk (MR): changeable due to management
…..and risk control activities
- Risk control (RC): EHS programs
Audit site rating is derived from ...


Related posts:<ol><li><a href='http://www.phylmar.com/2008/10/human-health-risk-assessment/' rel='bookmark' title='Permanent Link: Human Health Risk Assessment'>Human Health Risk Assessment</a> <small>Environmental Health Decisions Environmental Health Decisions has performed and managed...</small></li><li><a href='http://www.phylmar.com/2008/10/effective-risk-communication-strategies-course-outline/' rel='bookmark' title='Permanent Link: Effective Risk Communication Strategies Course Outline'>Effective Risk Communication Strategies Course Outline</a> <small>The Phylmar Group, Inc. COURSE DESCRIPTION Risk communication is part...</small></li><li><a href='http://www.phylmar.com/2008/10/reducing-hazards-before-disaster-strikes/' rel='bookmark' title='Permanent Link: Reducing Hazards Before Disaster Strikes'>Reducing Hazards Before Disaster Strikes</a> <small>by Judy K. Bell, CEM Disaster Survival Planning Network How...</small></li></ol>]]></description>
			<content:encoded><![CDATA[<p>The Phylmar Group, Inc.</p>
<p>1) Objectives</p>
<p>Develop a system to select and prioritize sites for environmental, health, and safety (EHS) audits</p>
<p>Why?</p>
<p>- Cannot audit all operations</p>
<p>- Need to set priorities based on risk management concepts</p>
<p>System should:</p>
<p>- Apply standard criteria to all sites and prioritization decisions</p>
<p>- Generate reproducible results</p>
<p>- Consider quantitative and qualitative data</p>
<p>2) System Concepts</p>
<p>System rates each audit site according to types of risk….</p>
<p>- Inherent risk (IR): fixed due to nature of operations</p>
<p>- Manageable risk (MR): changeable due to management</p>
<p>…..and risk control activities</p>
<p>- Risk control (RC): EHS programs</p>
<p>Audit site rating is derived from formula:</p>
<p>0.4*[IR] + 0.6*[(MR) - 0.5*(RC)]</p>
<p>For each type of risk, priority groups are established and weighted within the audit site rating formula to reflect potential impacts to operations, people, and environment</p>
<p>Parameter rankings within priority groups are assigned, averaged, and weighted to achieve audit site rating. Some of the parameters include number of years site has been operational, population density within one mile of the site, and number of fatalities since the last audit.</p>
<p>3) Step-by-Step Use</p>
<p>Inputs: Questionnaire for each audit site</p>
<p>Definitions and rankings fo parameters</p>
<p>Spreadsheet with priority formulas</p>
<p>For each audit site:</p>
<p>1. Select ranking for each parameter</p>
<p>2. Enter parameter rankings in spreadsheet</p>
<p>3. Calculate audit site ranking</p>
<p>4. Repeat for all audit sites</p>
<p>5. Compare ratings and assign order and frequency to audit activities</p>
<p>4) System Customization</p>
<p>System can be customized to reflect audit program goals</p>
<p>Rating formula, priority groups, and parameters can be changed</p>
<p>- Content</p>
<p>- Definitions</p>
<p>- Additional Risks (e.g., transportation, product safety)</p>
<p>System can be placed in framework of EHS management systems</p>
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		<title>Caught in the Toxic Impact Zone: Communicating about Worst Case Scenarios</title>
		<link>http://www.phylmar.com/2008/10/caught-in-the-toxic-impact-zone-communicating-about-worst-case-scenarios/</link>
		<comments>http://www.phylmar.com/2008/10/caught-in-the-toxic-impact-zone-communicating-about-worst-case-scenarios/#comments</comments>
		<pubDate>Thu, 30 Oct 2008 05:42:07 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[Article]]></category>
		<category><![CDATA[Risk Assessment Management]]></category>

		<guid isPermaLink="false">http://www.phylmar.com/?p=197</guid>
		<description><![CDATA[McDaniel Lambert, Inc.
Introduction
As the title of this paper indicates, we intend to discuss the requirement for communicating worst case scenarios under the EPA&#8217;s recent Risk Management Plan rule. Over the course of the paper, however, you&#8217;ll probably notice that we are also discussing a few things, which&#8211;at first glance&#8211;don&#8217;t seem to fit into a worst case scenario. In fact, many of the things we describe might seem more ordinary than catastrophic. What&#8217;s so bad, you might soon be asking&#8211;much less &#8220;worst case&#8221;&#8211;about a 20-year-old state law, some dead trees, and ...


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			<content:encoded><![CDATA[<p><P>McDaniel Lambert, Inc.</P><br />
<P>Introduction</P><br />
<P>As the title of this paper indicates, we intend to discuss the requirement for communicating worst case scenarios under the EPA&#8217;s recent Risk Management Plan rule. Over the course of the paper, however, you&#8217;ll probably notice that we are also discussing a few things, which&#8211;at first glance&#8211;don&#8217;t seem to fit into a worst case scenario. In fact, many of the things we describe might seem more ordinary than catastrophic. What&#8217;s so bad, you might soon be asking&#8211;much less &#8220;worst case&#8221;&#8211;about a 20-year-old state law, some dead trees, and a few dirty cars? What do such things have to do with Toxic Impact Zones and circles of death? The answer is: more than you might expect. In fact, an understanding of and willingness to respond to the concerns that are part of the &#8220;everyday scenario&#8221; is central to planning communication about the ultimate catastrophe.</P><br />
<P>This train of thought is counter to much of the discussion leading up to EPA&#8217;s release of the Risk Management Plan rule for worst case scenarios. Indeed, in some cases, the new rule has led members of industry to expect a business catastrophe of major proportions. Especially troubling to many are the requirements for communicating with the public about worst case scenarios, a task that seems to inspire its own share of worst case thinking: What if our communication efforts just throw everyone into a panic? What if a bunch of environmental activists try to disrupt the whole process? What if some disgruntled community members try to use this opportunity to chase industry out of town?</P><br />
<P>For industries in many states, the Risk Management Plan has created a set of demands requiring a new and difficult kind of communication, a task that seems especially daunting to facilities which have in the past seen no need whatsoever to communicate with the public.</P><br />
<P>The good news is that communicating with the public about worst case scenarios doesn&#8217;t have to be a dire prospect. As we will illustrate, the principles necessary to guide this process aren&#8217;t all that different from those needed in day-to-day communications about health and environmental risk. In planning for the Risk Management Plan, it is necessary to remember that communication with the public is a process that you need to develop over time. If your facility waits until the results of your worst case scenario are in before making any attempt to communicate with the public, you quite likely will be facing a concerned or angry public at your community meeting. And this public may be wondering why your facility is only now starting communicate-and about such a catastrophic possibility.</P><br />
<P>Our case study focuses on a successful communication program established at an ammonia and urea manufacturing plant in Kenai, Alaska. This program included public discussion of what would happen in the event of a catastrophic ammonia release, and resulted in the creation of a Shelter-in-Place video, which the company created with the assistance of local residents and the fire department. Kenai&#8217;s &#8220;catastrophic success story&#8221; is a telling example of how communicating with the public about worst case scenarios can actually provide a valuable opportunity for industrial facilities to improve relationships with the communities in which they operate.</P><br />
<P>In this paper we will focus on what you need to do to communicate effectively with the public, including: 1) the importance of making worst case scenario planning part of a long-term risk communication process; and 2) the need to actively involve the public, including your own non-management employees, trusted and credible third-party sources, and special target audiences.</P><br />
<P>I. Assessing your Environmental Vulnerabilities: Identifying a Long-Term Risk Communication Strategy</P><br />
<P>In planning your communication strategies under the Risk Management Plan, the central point to keep in mind is the importance of making the worst case scenario discussion part of a long-term risk communication effort. You need to ask some central questions: Where does your facility stand in relation to the local community right now? Is the public aware of the facility? Have you built a relationship with community leaders and groups? What is the facility&#8217;s health, environment, and safety record? Have key employees received training in risk and crisis communication? What media coverage, if any, has your facility received?</P><br />
<P>Answering these questions will take time, as will initiating new activities and strategies to respond to concerns that will be raised in the process. But time invested up front will save time later on by helping you anticipate and avoid many potential difficulties along with way.</P><br />
<P>And this brings us to the discussion of a twenty-year old state law, some dead trees, and a few dirty cars, all of which-for better or worse-were part of the situation facing the company&#8217;s Kenai Fertilizer Plant in 1992.</P><br />
<P>The Kenai Plant was built in 1968 and expanded in 1977. The facility includes two ammonia manufacturing plants and two urea plants. The Kenai Plant is located on the major road linking the cities of Kenai and Nikiski, Alaska. The area between the two communities is heavily forested and generally semi-rural, with small commercial operations along the highway and several side roads leading up to a few scattered residences and small subdivisions. The year-round population living within a half-mile of the plant is less than 10, and about 100 residents reside within one mile of the plant. About 1,000 residents live within two miles of the plant.</P><br />
<P>Despite the low population density in the immediate area, it was impossible for the Kenai Plant to retain a low profile. The Kenai Plant is one of the largest plants of its kind in the world-the biggest point source emitter in Alaska and, in 1988, number 12 in the nation. Every day the plant produces approximately 3,800 tons of ammonia, about half of which is combined with carbon dioxide to produce 3,400 tons of urea. And every year, the plant tops the regional emissions list on the Toxics Release Inventory, mostly because of the amount of ammonia released. 80,000 tons of ammonia are stored on site-&#8221;80,000 tons of death,&#8221; as one employee wryly put it.</P><br />
<P>So when a 20-year-old state environmental law began to be reinterpreted in local administrative courts during the early 1990s, Kenai knew it would not have the luxury of hiding its head in the Alaskan snow. The law in question states that &#8220;No person may permit any emission which is injurious to human health or welfare, animal or plant life, or property, or which would unreasonably interfere with the enjoyment of life or property&#8221; (18 AAC 50.110). In 1992, this law was referenced as part of the Sierra Club&#8217;s attempt to invalidate an air permit that had been granted to a pulp mill in Sitka. The permit was revoked, and the mill, shut down.</P><br />
<P>Following up on this victory, environmental groups notified the Alaska Department of Environmental Conservation (ADEC) that they would challenge any new permits that did not include some showing of compliance with this statute. The company recognized that a major part of its credibility was defined simply in relation to its status as a member of a chemical industry.</P><br />
<P>To make matters more complicated, the Kenai Plant&#8217;s personal relationship with the community had also suffered over the years, in large part because of a swath of dead trees cutting out a path out that extended away from the plant. About ten acres of trees northwest of the plant had died ten or fifteen years earlier; by the early 1990s, most of the lifeless trees were still standing, a sign to the public of ammonia&#8217;s deadly power. Ammonia plant and brown, leafless trees-it looked like a clear case of cause and effect to the surrounding community. From the air, travelers could see that the steam plume emanating from the plant precisely matched the position of the dead trees. For years, company denied that there was any proven connection between the dead trees and the ammonia. The public didn&#8217;t agree.</P><br />
<P>Indeed, a 1988 survey of local residents suggested that the community saw the dead trees as a symbol of the company&#8217;s overall insensitivity. Moreover, a lack of concrete information about what killed the trees seemed to contribute to the spread of rumors concerning the relationship between ammonia, urea, poisoned water, and polluted air.</P><br />
<P>Another problem facing the company concerned a history of complaints from an industrial neighbor downwind from the plant. At the Phillips Petroleum Plant, employees frequently complained about damage to their cars from the ammonia fumes. &#8220;We don&#8217;t like ammonia/urea all over our cars!&#8221; one employee explained in response to a survey. &#8220;At what point does the company feel its responsibility for its emissions ends?&#8221; asked another. And while they were busy cleaning the residue off their cars, Phillips employees worried about the potential for catastrophe at the ammonia plant. &#8220;We hear your alarm sound and then wait on pins and needles wondering what&#8217;s going on and what to do,&#8221; one worker said.</P><br />
<P>All of these issues are typical of the concerns, problems, and situations facing industry every day. A new regulation is created, or an old regulation is reinterpreted, requiring new compliance measures. Community members don&#8217;t like the way an industrial facility looks, smells, or sounds, and later they become suspicious about the safety of that facility. Employees at one industrial facility start focusing their attention-and their complaints-on the problems of another facility.</P><br />
<P>Such issues and concerns are usually not pleasant to deal with, but they are an unavoidable part of the context in which any communication-either about routine issues or catastrophic chemical releases-will occur. It is thus essential that industrial facilities understand and address day-to-day concerns in order to communicate effectively with the public.</P><br />
<P>Therefore, we recommend that, before beginning to scope out the details of a worst case scenario, your facility take the time to assess potential environmental vulnerabilities which could leave the facility open to public concern and even outrage.</P><br />
<P>Environmental vulnerability factors are not identical to industrial hazards. In fact, the sorts of things that might make a facility vulnerable to public outrage are often not even noticeable to members of industry. Who cares if the company sign is looking a little bit rusty as long as the plant is safe? What&#8217;s wrong with a bit of odor when it means the smell of money is wafting in the breeze? And what can industry do about the fact that somebody built a school across the street from a refinery or ammonia plant that had been in the neighborhood for decades?</P><br />
<P>Environmental vulnerability factors do matter, however, often quite a lot. In addition to the things just mentioned, these factors include physical cues to ongoing pollution, proximity to important scenic or cultural sites, large volumes of emissions or hazardous wastes, and a history of poor community outreach. Environmental vulnerability factors are especially important because they can damage the credibility of your business, which can seem uncaring, uninvolved, or uninterested in the community&#8217;s well-being. A list of common environmental vulnerability factors is provided in Table One.</P><br />
<P>It is important to begin identifying your facility&#8217;s vulnerabilities now. Then, you need to seek out remedies to these problems. Keep documentation of the actions you&#8217;ve taken to remedy the situation. If appropriate, have the work you&#8217;ve done reviewed by an outside observer, such as a community resident or member of the local fire department.</P><br />
<P>The Kenai Plant identified several areas of environmental vulnerability, which are summarized in Table Two.</P><br />
<P>For the Kenai Plant, the most important and effective &#8220;remedy&#8221; to address a number of concerns was to reduce emissions. In fact, ammonia emissions have been decreased 95% between 1986 and 1996. To effect these reductions, the company used a combination of techniques, including the installation of ammonia recovery systems, the modification of operating methods, and the installation of flares to burn non-recoverable emissions and upset releases. The company also sought out appropriate forums, including newspaper notices and public meetings, to let the public know what the plant had done to reduce emissions and to provide other information about ammonia.</P><br />
<P>In 1992, the Kenai Plant initiated a tree-planting program, with more than 1,200 seedlings planted to replace the trees that had died ten to fifteen years earlier. Equally as important, the facility finally took responsibility for the dead trees and explained to the public how new operational conditions would prevent such a problem from happening again.</P><br />
<P>Another step taken by the company was to conduct a human health and environmental risk assessment to evaluate the potential effects of air emissions from the plant. This step was required in order to comply with the environmental law cited earlier and to ensure renewal of an air permit in November 1993. In performing the health risk assessment, however, the Kenai Plant went beyond compliance in two important ways: 1) the company sponsored a community meeting to make public the results of the risk assessment as soon as they were available; 2) In response to community interest, the company discussed the possibility of a catastrophic ammonia release and worked with the community to provide information to the public about how it could be protected in the event of such a release.</P><br />
<P>Rather than alarming the public, Kenai&#8217;s discussion of Shelter-in-Place was effective and reassuring for many because it emerged out of a long-term process of gradually improving relations and communications between the company and the public. This relationship will be of central importance to Kenai&#8217;s own future efforts to comply with the Risk Management Plan.</P><br />
<P>II. Working with the Public</P><br />
<P>In planning to communicate about worst case scenarios, it is important not to view the public as some nameless mass ready to run into a panic at the first mention that a risk exists from the facility. On the other hand, it is also necessary to recognize that there are some complex issues involved in the communication of a worst case scenario. Advance planning is essential, as is this often-repeated and seldom-followed piece of advice: Know your audience.</P><br />
<P>Because of the great strides made in recent years to improve the safety of industrial facilities, members of industry are often quick to emphasize the safety features that exist to prevent major accidents. And the public does appreciate the measures taken to improve industrial safety. But the memory of major disasters&#8211;Bhopal, Three Mile Island, the recent TWA crash-means that the public will also continue to recognize that the worst, can, in fact, happen. As a result, the public wants to know what will happen if the worst case does occur. In other words, how will the facility know that something is wrong and what will the facility do about it?</P><br />
<P>In addition, it is essential to remember this key point: the public already knows there is a risk. They want you to talk about it.</P><br />
<P>The Shelter-in-Place meeting and video developed by the Kenai Plant provide an encouraging story of catastrophe communication. One reason for the program&#8217;s success lies in the interaction between company employees and community members in the discussion of catastrophe planning. Kenai&#8217;s health, environmental and safety manager knew from his work on the Local Emergency Planning Committee that the community was concerned about the potential for catastrophic releases. He brought this knowledge to the planning table.</P><br />
<P>And Kenai employees made a simple, but very important observation: If people want information about what to do in the event of a major catastrophe, there is no sense in arguing, &#8220;This can&#8217;t happen here.&#8221; It is really much easier to say, &#8220;This is what we are prepared to do to protect this community in case worse comes to worst.&#8221;</P><br />
<P>Kenai&#8217;s discussion of Shelter-in-Place techniques emerged out of a public meeting that was held to discuss the results of the health risk assessment. At that meeting, environmental specialists from the company included discussion of a worst-case scenario developed from the health risk assessment. They asked, What would be the health risks to a person living for 70 years at the place with the potential maximum off-site exposure. This person &#8220;spent all his time outside and ate vegetables and meat that had been exposed to the emissions&#8221; (Peninsula Clarion, 11/5/93). The company reported that the increased cancer risk from such an exposure would be one in a million. The community and the local press appreciated the information. In addition, the much more difficult issue of catastrophic release was also broached at that meeting, leading one resident to pose the now-famous question, &#8220;But what am I supposed to do when one of your ammonia tanks fails?&#8221; This question ultimately resulted in the making of the Shelter-in-Place video and training workshops.</P><br />
<P>In preparing for the initial meeting, the company recognized that it would be important to involve non-management employees in the public discussions. Before the November 1993 public meeting, the company held a series of meetings about the results of the health risk assessment with its own employees, who were paid overtime to attend. Employees were encouraged to come to the community meeting, and many did, bringing their families. In addition, a series of meetings were held specifically for employees of the neighboring Phillips Petroleum facility to discuss such concerns as ammonia hazards, plant detection systems, and personal protective equipment.</P><br />
<P>In developing the video and the workshops, the company also solicited the active participation of credible, outside third-parties, including representatives from the fire department and the local elementary school. Firefighters assisted in the presentation and explanation of Shelter-in-Place techniques, while school children and other local residents were called upon to demonstrate such techniques in the video. The Shelter-in-Place video itself resulted in large part from the interest shown by a teacher at the local school who wanted to learn and teach others shelter-in-place techniques.</P><br />
<P>The production of the video and the series of community training skills workshops provided an effective follow-up to the discussion that began at the meeting held to discuss the health risk assessment. The program has been successful in large part because Kenai employees took the time to identify key audiences, to respond to the public&#8217;s concerns, and to involve these audiences actively in the communication process.</P><br />
<P>III. Conclusion</P><br />
<P>In concluding, we would like to re-emphasize a point that has been central to this discussion: communication is a process, and that process needs to get underway early.</P><br />
<P>Communication about worst case scenarios under the Risk Management Plan will never be easy, but the process will be much easier if all parties-industry, regulators, and the public-are involved up front. For industry&#8217;s part, this means assessing the environment vulnerabilities of your facility, identifying key audience concerns, and working with the public to address those concerns.</P><br />
<P>By doing these things, your facility will be in a much better position to talk with the public about the potential for a catastrophe. And you will be in the position to avoid a communications catastrophe in the process.</P><br />
<P>Table One. Environmental Vulnerability Factors<BR><br />
· Physical cues to ongoing pollution, e.g., clouds of steam, smells, noise<BR><br />
· History of community or employee health complaints<BR><br />
· Large volumes of emissions or hazardous wastes<BR><br />
· History of unexplained odors or releases<BR><br />
· Presence of &#8220;dreaded&#8221; substances, such as those known to cause cancer<BR><br />
· Poor facility housekeeping or appearance<BR><br />
· Proximity to sensitive locations, including schools, nursing homes, and hospitals<BR><br />
· Reports of health problems among school children or staff<BR><br />
· Proximity to important scenic or cultural sites<BR><br />
· Active presence of organized environmental groups<BR><br />
· History of poor community outreach<BR><br />
· Lack of risk and crisis communication training</P><br />
<P>Table Two. Kenai Plant: Environmental Vulnerability Assessment<BR><br />
· Presence of visible plumes from stacks from the plant<BR><br />
· Periodic episodes of odors emanating from the plant<BR><br />
· Presence of significant quantities of &#8220;acutely hazardous materials&#8221;<BR><br />
· Large volumes of product stored or handled<BR><br />
· Proximity to important scenic or cultural sites including the Cook Inlet and the Kenai National Wildlife Refuge<BR><br />
· Past incidents which received media coverage, including the dead trees visible across the street from the plant<BR><br />
· Target of environmental/special interest groups: Greenpeace once protested against the plant by chaining themselves to a shipping dock.<BR><br />
· Complaints about health effects, including working conditions at cooling tower<BR><br />
· Complaints about environmental problems, including drift from the cooling tower<BR><br />
· Failure to develop outreach program: strained relationship because of dead trees, cooling tower issues</P></p>
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		<title>Semiconductor Industrial Hygiene Monitoring: New Challenges and a Few Old Favorites in the World of Hazard Identification and Exposure Evaluation</title>
		<link>http://www.phylmar.com/2008/10/semiconductor-industrial-hygiene-monitoring-new-challenges-and-a-few-old-favorites-in-the-world-of-hazard-identification-and-exposure-evaluation/</link>
		<comments>http://www.phylmar.com/2008/10/semiconductor-industrial-hygiene-monitoring-new-challenges-and-a-few-old-favorites-in-the-world-of-hazard-identification-and-exposure-evaluation/#comments</comments>
		<pubDate>Thu, 30 Oct 2008 05:36:23 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[Article]]></category>
		<category><![CDATA[Occupational Health and Safety]]></category>

		<guid isPermaLink="false">http://www.phylmar.com/?p=165</guid>
		<description><![CDATA[EORM
Semiconductor Industrial Hygiene Monitoring: New Challenges and a Few Old Favorites in the World of Hazard Identification and Exposure Evaluation
Abstract
What are the industrial hygiene concerns in a basic semiconductor fabrication facility? This paper highlights key industrial hygiene monitoring strategies for selected normal production operations and maintenance tasks. Monitoring for airborne and surface chemicals, ionizing radiation, radiofrequency and microwave radiation, ultraviolet and infrared light, static magnetic fields, and ventilation effectiveness is discussed. Areas of traditional industrial hygiene focus, such as photolithography, are addressed, with an emphasis on best available assessment approaches. ...


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			<content:encoded><![CDATA[<p><P>EORM</P><br />
<P>Semiconductor Industrial Hygiene Monitoring: New Challenges and a Few Old Favorites in the World of Hazard Identification and Exposure Evaluation</P><br />
<P>Abstract</P><br />
<P>What are the industrial hygiene concerns in a basic semiconductor fabrication facility? This paper highlights key industrial hygiene monitoring strategies for selected normal production operations and maintenance tasks. Monitoring for airborne and surface chemicals, ionizing radiation, radiofrequency and microwave radiation, ultraviolet and infrared light, static magnetic fields, and ventilation effectiveness is discussed. Areas of traditional industrial hygiene focus, such as photolithography, are addressed, with an emphasis on best available assessment approaches. Maintenance tasks, such as wet etch/deposition tool chamber cleans and ion implanter parts cleaning, often present the greatest potential for employee exposure to health hazards. Specific exposure issues are presented, such as cyanide compounds in metal etch chamber residues and arsenic surface contamination from ion implanter parts, with a discussion of commonly reported monitoring results.</P><br />
<P>Introduction</P><br />
<P>The art and science of industrial hygiene involves the recognition, evaluation, and control of workplace hazards. At first glance, the typical semiconductor fabrication facility (fab) appears to be a pristine, clean environment. Great care is taken to ensure ambient air purity, with newer processing tools isolated in mini-environments to minimize potential product contamination. Fab employees appear well protected in uniformly white head-to-toe garments. The fab itself is quiet relative to a typical heavy manufacturing environment, and production employees are rarely exposed to extreme safety conditions.</P><br />
<P>So the new industrial hygienist gowns up once, wanders around, becomes entranced by the coaters for a while, and leaves thinking all is well and she better get back to that flickering computer monitor problem near the electrical panel…</P><br />
<P>Scratching the surface a bit, a more complex world unfolds. The typical fab presents a variety of chemical and radiation hazards, many of which are unique to the semiconductor industry. In many cases, these hazards are well recognized before the equipment is installed. The processing tools use an array of toxic gases, solvents, and metals during normal production. Maintenance activities may introduce additional chemicals, and often create opportunities for employee exposure that do not exist during normal production. Radiation sources include ionizing radiation generated from high voltage/current processes, radiofrequency (Rf) and microwave (MW) radiation from plasma operations, ultraviolet (UV) and infrared (IR) radiation often as secondary hazards from plasma and other processes, and static magnetic fields from tools with large magnets.</P><br />
<P>This paper reviews hazard evaluation techniques for the semiconductor facility, then presents examples of some specific exposure situations.</P><br />
<P>Industrial Hygiene Evaluation</P><br />
<P>Before conducting any field monitoring, the industrial hygienist must create an evaluation strategy. Instead of classifying employees into similar exposure groups only by job classification, it is especially important in the fab environment to assess exposures by task. Such a strategy should include information on the tasks conducted, tools and equipment used, associated hazards, and controls in place. Each item on the strategy should be prioritized, and the monitoring plan designed to capture the high priority tasks first. In reality, industrial hygiene monitoring is often strongly focused on employee concerns and odor complaints, in addition to the prioritized tasks.</P><br />
<P>Industrial hygiene monitoring in the fab typically includes some or all of the following equipment:</P><br />
<P>Chemicals:<BR><br />
- Air sampling pumps and media or passive dosimeters for integrated personal and area samples<BR><br />
- Direct-reading equipment such as the MDA TLD-1 or colorimetric indicator tubes<BR><br />
- Filter media for collecting surface wipe samples</P><br />
<P>Radiation:<BR><br />
- Geiger-Mueller meter and ion chamber for ionizing radiation<BR><br />
- Rf/MW meter<BR><br />
- UV/IR radiometer<BR><br />
- Static magnetic field meter</P><br />
<P>At the same time that chemical and radiation hazards are evaluated, ventilation controls are typically evaluated, too. This will almost always include evaluation of wet bench face velocity, which is quite different from laboratory fume hood face velocity evaluation. The tools required include a thermal anemometer or velometer, a tape measure, and a vapor visualization device.</P><br />
<P>Normal Production Monitoring</P><br />
<P>The “normal production” environment refers to the (sometimes rare) state of production tools processing wafers under standard operating conditions. In this environment, the tool enclosures minimize chemical and radiation exposures to the fab operators. Some direct chemical exposures may still exist, as when using open chemical baths or performing routine cleaning steps, but these exposures are usually of short duration. Radiation exposures would typically only result during normal production from tool leakage due to inadequate tool maintenance.</P><br />
<P>Photolithography</P><br />
<P>One frequent area of odor generation, and resulting employee concern, is photolithography. Newer photolithography equipment is designed to keep contaminants out of the process, which conveniently keeps odors in. Many facilities, though, are still plagued by recurring nuisance solvent odors. Because of the toxic nature of photoresist solvents previously used in the industry, media attention, and the relative lack of odors in other areas of the fab, among other factors, this area frequently induces employee concerns and, therefore, ends up near the top of the industrial hygiene priorities list.</P><br />
<P>Photolithography solvents can be monitored in a variety of ways, from traditional air sampling pumps and media to portable gas chromatography units (ref. Gunderson, Fall 1998 SSA Journal). Gas chromatography has low enough detection limits to record background solvent concentrations in the ppb range. These detection limits are required to detect and track concentrations of chemicals with low odor thresholds, such as those present in photolithography areas.</P><br />
<P>Wet Chemistry</P><br />
<P>Wet benches containing either solvent or acid chemistry are prevalent throughout most facilities, presenting some of the most common direct chemical exposures to fab operators. The primary exposure controls are covers on the chemical baths themselves and ventilation. In order to assess airborne exposure, air sampling pumps can be used to collect both personal and area samples.</P><br />
<P>In addition to chemical monitoring, the effectiveness of the ventilation system should be periodically checked. Wet bench local exhaust ventilation functions differently from a traditional laboratory-type fume hood. The typical wet bench design uses the room laminar flow to increase capture efficiency at the chemical baths. This design moves the capture plane from the lab-type hood “face” to the chemical bath surface (see Figures).</P><br />
<P>Although a wet bench is not the same as a lab hood, many facilities in California, as well as facilities located in other states, use the 100 fpm face velocity requirement from the California regulation “Ventilation Requirements for Laboratory-Type Hood Operations” (8 CCR 5154.1) as an internal wet bench ventilation standard. This standard can be used as a guideline, but should be supplemented with qualitative capture efficiency data such as that obtained with a vapor visualization device.</P><br />
<P>Radiation Monitoring</P><br />
<P>If equipment is well maintained, it is unusual for fab operators to be exposed to any type of radiation during normal production. Ion implanters are periodically surveyed, by running the survey meters along all surfaces of the tool, to ensure that no ionizing radiation leakage is present. Plasma tools are periodically surveyed for Rf or MW radiation to ensure that no leakage is present at the back of the tool (many instances of Rf leakage result from missing screws in the matching network or other parts of the tool directly exposed to Rf). Viewports of plasma tools are surveyed for UV and/or IR exposure. As long as the viewports have UV shielding, exposures are unlikely. IR radiation may also be present at horizontal diffusion furnaces. That warm, orange “glow” actually presents a significant source of IR exposure. Finally, any tool with a static magnet should be surveyed to determine the extent of the magnetic field, so that hazard alerts can be posted for pacemaker wearers.</P><br />
<P>Maintenance Tasks</P><br />
<P>Maintenance tasks, particularly those that require opening enclosures or tools, can lead to employee exposures not present during normal operation. The loss of ventilation and the influx of room air create chemical exposures for maintenance personnel (ref. Frist, Spring 1996 SSA Journal). Maintenance exposures may arise during routine preventative maintenance and during trouble shooting.</P><br />
<P>Chamber Cleans</P><br />
<P>Etch and deposition chamber tools are at the forefront of maintenance exposures. The chemicals used in these tools often leave highly corrosive residues of fluoride or chloride compounds. Because of the nature of plasma processing, the residues left in these chambers are of unknown chemical composition, so the industrial hygienist needs to do some predictive chemistry, look at previous monitoring reports, and use professional judgement in the hazard recognition stage of sampling strategy development.</P><br />
<P>For example, over the past year or so, several reports of cyanide and cyanogen compound presence in the air during manual metal etch wet chamber cleans have been reported (ref. Pais, 1998 SSA proceedings). The typical metal etch process gases include some combination of chlorinated compounds (Cl2, BCl3), halogenated organics (CF4, CHF3), fluorinated compounds (SF6, NF3), and inerts (N2, Ar). While integrated personal air samples are almost always non-detectable for most potential process by-products, area samples located in a worst-case position and direct-reading measurements have shown halogen (HF, HCl) and cyanide compound (HCN, CNCl) concentrations above the American Conference of Governmental Industrial Hygienists (ACGIH) exposure limits. This is significant in that the exposure limits for these four compounds are all Ceiling values, which should not be exceeded during any part of the work day.</P><br />
<P>Ion Implanter Tasks</P><br />
<P>Ion implanters use materials such as arsenic, arsine gas, boron, boron trifluoride, and antimony in semiconductor wafer processing. Exposure to arsenic, a carcinogen, is a particular concern during maintenance activities. Some activities, such as source chamber cleaning, present significant arsenic exposure to maintenance technicians. Other activities, such as source removal or parts cleaning, may present lesser exposures. In most cases, arsenic surface contamination is a concern (ref: Roberge, 1998 SSA proceedings).</P><br />
<P>Conclusion</P><br />
<P>Industrial hygiene monitoring provides a means to evaluate potential hazards to human health in the semiconductor manufacturing environment. The monitoring techniques available continue to evolve, as with portable gas chromatography, and decreasing chemical detection limits. Even with state-of-the-art monitoring equipment, the industrial hygienist must use professional judgment in evaluating results and making recommendations, particularly when multiple monitoring techniques are used. As new semiconductor processes are introduced, industrial hygiene techniques can be used to help identify potential hazards before introduction of the process to the manufacturing environment, in addition to monitoring in the production fab.<P></p>
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		<title>A Comparison of Worker Exposure to Inhalable and Total Dust, Inorganic Arsenic, and Borates Using Two Types of Particulate Sampling Assemblies in a Borate Mining and Processing Facility</title>
		<link>http://www.phylmar.com/2008/10/a-comparison-of-worker-exposure-to-inhalable-and-total-dust-inorganic-arsenic-and-borates-using-two-types-of-particulate-sampling-assemblies-in-a-borate-mining-and-processing-facility/</link>
		<comments>http://www.phylmar.com/2008/10/a-comparison-of-worker-exposure-to-inhalable-and-total-dust-inorganic-arsenic-and-borates-using-two-types-of-particulate-sampling-assemblies-in-a-borate-mining-and-processing-facility/#comments</comments>
		<pubDate>Thu, 30 Oct 2008 05:35:47 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[Article]]></category>
		<category><![CDATA[Occupational Health and Safety]]></category>

		<guid isPermaLink="false">http://www.phylmar.com/?p=161</guid>
		<description><![CDATA[The Phylmar Group, Inc.
ABSTRACT
This study describes a comparison of worker exposure to total and inhalable dust, inorganic arsenic, and borates using two types of particulate sampling assemblies as part of a comprehensive industrial hygiene evaluation in a borate mining and processing facility. Employees were segmented into similar exposure groups (SEG) based on work location within the facility, job classification, and type of chemical agent. Approximately 10% of the employees from each SEG wore two personal sampling devices simultaneously for the purpose of collecting total and inhalable particulate fractions using a ...


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			<content:encoded><![CDATA[<p>The Phylmar Group, Inc.</p>
<p><b>ABSTRACT</b></p>
<p>This study describes a comparison of worker exposure to total and inhalable dust, inorganic arsenic, and borates using two types of particulate sampling assemblies as part of a comprehensive industrial hygiene evaluation in a borate mining and processing facility. Employees were segmented into similar exposure groups (SEG) based on work location within the facility, job classification, and type of chemical agent. Approximately 10% of the employees from each SEG wore two personal sampling devices simultaneously for the purpose of collecting total and inhalable particulate fractions using a closed face, 37mm mixed cellulose ester matched-weight filters (MMW) and Institute of Occupational Medicine (IOM) sampling assembly, respectively. Sample results indicated that the IOM concentrations were consistently higher than the corresponding MMW concentrations for all three agents. An analysis was performed to investigate a relationship between MMW and IOM. The data revealed correlation coefficient values of 0.72, 0.82 and 0.84 for total dust (n=197), inorganic arsenic (n=137), and borates (n=194), respectively. These positive correlation coefficients indicate that the IOM and MMW measurements are consistent with each other, and can be used for predicting exposure levels. The total dust and borate large mean ratios should be considered in developing inhalable fraction-based regulatory standards.</p>
<p><b>INTRODUCTION</b></p>
<p>With the introduction of the Institute of Occupational Medicine (IOM) sampling assembly for inhalable dusts, questions have been raised as to whether the 37mm cassette assembly or the IOM sampling assembly is better at approximating the amount of particles that enter the respiratory tract, and whether exposures can be estimated when comparing the results between the sampling assemblies.</p>
<p>Currently, most Occupational Safety and Health Administration (OSHA) and National Institute of Occupational Health (NIOSH) sampling methods for particulates rely on the use of a 37mm filter cassette assembly. In particular, arsenic and borate sampling requires the use of a 37mm 0.8 micron mixed cellulose ester (MCE) filter in-line with personal sampling pump, whereas total dust sampling requires a 37mm 5.0 micron polyvinyl chloride (PVC) filter in-line. However, when sampling arsenic, borate, and total dust simultaneously, it is recommended that a 37mm MCE matched weight sampling (MMW) assembly is used. The MMW allows for the gravimetric analysis of total dust, as well as the speciation of arsenic via atomic absorption spectrophotometry, and boron via inductively coupled plasma.</p>
<p>Inhalable particles form the fraction of particulates with diameters of 100 microns or less, which can be inhaled through the upper respiratory system. This range of particulates can actually be deposited anywhere in the respiratory tract. The IOM sampling assembly was designed to simulate particle collection behavior that occurs during breathing.</p>
<p>The IOM sampler is a personal sampling device that has a cylindrical body 37mm in diameter and 27mm long. The sampler has a 15mm circular orifice with a thin lip protruding outward, minimizing sample variations due to loss of particulates from the outer surfaces of the sampler. The orifice and lip are an integral part of the filter cassette assembly. When analyzing a total dust sample, the filter and cassette are weighed together before and after sample collection. All of the particles that are deposited on the filter and filter cassette are analyzed by the laboratory. The MMW sampling assembly is a 37mm plastic cassette containing two MCE filters supported on a cellulose pad (see Figure 1). During gravimetric analysis, the weight of the unexposed second filter is tared from the filter that is exposed to the environment, thereby minimizing the effect of the hygroscopic nature of MCE filters. At 5mm, the orifice of the MMW is substantially smaller than that of the IOM. When collecting a total dust sample with a MMW cassette, only the filter is weighed before and after collection. Therefore, any particulate that has been deposited on the surface of the cassette wall will not be analyzed, resulting in an underestimation of exposure.</p>
<p><b>METHOD</b></p>
<p><i>Sample Collection</i></p>
<p>Samples were colleted at U.S. Boron facility, a major boron mining, processing, and distribution center. Employees in the Boron, California facility were grouped in accordance to similar exposure groups (SEGs). A SEG is a group of employees with similar exposure to an environmental agent. Owing to the exposure similarity within each group, a subgroup of randomly selected individuals, representative of the exposure distribution, were used to evaluate trends within each SEG.</p>
<p>SEG characterization was based on three parameters: 1) work location (department) within the facility, 2) job classification, and 3) chemical agent monitored. All monitored employees within a given SEG were selected randomly by U.S. Borax personnel.</p>
<p>Each selected employee was monitored for personal airborne exposures to total dust and borate. In addition, if an employee had a potential exposure to arsenic, then he/she was monitored for inorganic arsenic along with total dust and borate. Personal air samples were collected by attaching a MSA Escort personal sampling pump to each monitored employee&#8217;s belt. The sampling pump was calibrated with an in-line 37mm closed-face 0.8-micron MMW sampling cassette assembly to a flow rate of 2 liters per minute (lpm) using a Gilibrator, a primary calibration standard. Borates, total dust, and arsenic were collected simultaneously on a MMW sampling cassette. During sample collection, the MMW was positioned in the breathing zone of the employee.</p>
<p>Approximately 10% of the employees in each SEG were required to wear the MMW and IOM filter assemblies simultaneously in order to compare the variation in sampling methods. The personal IOM air samples were collected by attaching a MSA Escort personal sampling pump to each monitored employee&#8217;s belt. The sampling pump was calibrated with an in-line 25mm 0.8 micron IOM sampling assembly to a flow rate of 2 lpm with a Gilibrator. Borates, total dust, and arsenic were collected simultaneously on the IOM that was placed in the breathing zone of the employee.</p>
<p>Employees were monitored for at least 7 hours of an 8-hour workshift. Whenever a workshift exceeded 8 hours, monitoring time was extended so that a sample representative of 88% of the work shift was collected. The employees had &quot;zero&quot; or negligible exposure during non-sampled time.</p>
<p>U.S. Borax employees performed routine duties and tasks that were assigned at the plant. The monitored employees were observed throughout the sampling period in order to collect detailed information regarding exposure conditions, such as daily tasks conducted, production/equipment run, production equipment used, any visible elevated dust conditions, personal protective equipment worn, engineering controls in place, and the predominant species of borate dust to which the worker was exposed. These data were collected to document and characterize the sampling conditions for each sample.</p>
<p><i>Sample Analysis</i></p>
<p>All of the MMW and IOM samples were sent to NATLSCO, a laboratory accredited by the American Industrial Hygiene Association. Arsenic, boron, and total dust were analyzed in accordance with NIOSH method 7900 (atomic absorption with arsine flame generation), OSHA 125G (inductively coupled plasma), and modified NIOSH method 0500 (gravimetric analysis), respectively. NIOSH method 0500 was modified for total dust sampling in order to allow for the collection of arsenic, boron and total particulates on the same filter. Unlike a PVC filter that is specified in NIOSH 0500, a MMW filter can easily be digested for additional agent speciation of a total particulate sample.</p>
<p><b>RESULTS AND DISCUSSION</b></p>
<p>Laboratory results for arsenic, boron, and total dust were provided in micrograms (mg) of agent detected on the filter. A borate correction factor was applied to the boron analytical results in order to take into account the hydration state of the borate species monitored. This information was used to calculate an 8-hour time-weighted average (TWA) for each employee. All results presented in this section are based on 8-hour TWA values.</p>
<p>Pairs of MMW and IOM measurements collected in each similar exposure group (SEG) were compared to investigate a relationship between MMW and IOM so that observed MMW values could be converted to equivalent IOM values. Total dust and borate personal exposure data were collected for 197 U.S. Borax employees. Of these employees, 137 were also monitored for inorganic arsenic.</p>
<p>The ratio of IOM/MMW, or the slope (S), has been used to measure the relationship between IOM and MMW, assuming that individual exposure measurements are random and normally distributed. The personal exposure results from industrial hygiene sampling methods using MMW and IOM are always positive. Particulate deposition results often follow a lognormal distribution. Therefore, prior to using the S measurement, MMW and IOM data for the total dust, inorganic arsenic, and borate were examined in order to assess whether a normal or lognormal distribution should be applied to the data sets. It was found that the statistical distributions for MMW and IOM for the three agents were closer to a lognormal than to a normal distribution. Thus, for the analyses it was assumed that MMW and IOM are lognormally distributed. Under this assumption, natural logarithms of the measurements MMW and IOM can be assumed to follow normal distributions. In this study ln(MMW) and ln(IOM) are represented by MMW<sub>L</sub> and IOM<sub>L</sub>, respectively.</p>
<p>To investigate a predictive relationship between MMW and IOM, linear regression analyses were considered on the pairs (MMW<sub>L</sub>, IOM<sub>L</sub>). However prior to performing the regression analyses, pairs (MMW<sub>L</sub>, IOM<sub>L</sub>) were evaluated statistically for identification of outliers. Outlier pairs were identified by using the characteristic of a standard normal distribution (Z, with mean = 0, standard deviation =1) where more than 99% probability accounts for Z values within this interval (-3,3) around the means. To apply this characteristic, MMW<sub>L</sub> and IOM<sub>L</sub> were standardized so that they are comparable to a standard normal distribution. These standardized values were labeled as MMW<sub>z </sub> and IOM<sub>z</sub>. Then the pair (MMW<sub>L,</sub> IOM<sub>L</sub>) was identified as an outlier at a 99% level of confidence. Identified outliers from the data of the three agents were excluded from the regression analysis. The results are shown in Table 1.</p>
<p>The least square method was used to predict average IOM<sub>L </sub>given a MMW<sub>L</sub> value representative of a SEG. The predicted value IOM<sub>p</sub> is derived from the linear regression equation IOM<sub>p</sub> = a + b MMW<sub>L,</sub> where ‘<i><FONT FACE="Arial">a</i></FONT>’ is the regression intercept and ‘<i><FONT FACE="Arial">b</i></FONT>’ is the regression coefficient representing the slope of the regression line. Multiple correlation coefficients (R) between zero and one from these analyses were used to assess the strength of the linear regression relationship between IOM<sub>L</sub> and MMW<sub>L</sub>. A value of R closer to one indicates that prediction of IOM<sub>L</sub> given MMW<sub>L</sub> can be made with a high degree of confidence. Number of employees, the intercepts, regression coefficients, and multiple correlations are shown in Table 2. These regression equations and plots are shown in Figures 1 through 3.</p>
<p>A reverse transformation of the regression equation to the original scale of data shows that the given MMW value of the SEG and the average predicted IOM for the SEG can be expressed by exp [a+b ln (MMW)]. These equations are shown in Table 2.</p>
<p>Table 1: Identification of Outliers</p>
<p><FONT SIZE=2></p>
<p></FONT> </p>
<p align="left">
<table border="BORDER" cellspacing="2" bordercolor="#000000" cellpadding="8" width="430">
<tr>
<td width="51%" valign="top">
</p>
<p align="center">Agent</p>
</td>
<td width="19%" valign="top">
<p align="center">Total Dust</p>
</td>
<td width="15%" valign="top">
<p align="center">Arsenic</p>
</td>
<td width="15%" valign="top">
<p align="center">Borate</p>
</td>
</tr>
<tr>
<td width="51%" valign="top"> Number of Employees in SEG</td>
<td width="19%" valign="top"> 197</td>
<td width="15%" valign="top"> 143</td>
<td width="15%" valign="top"> 197</td>
</tr>
<tr>
<td width="51%" valign="top"> Number of Outliers Identified</td>
<td width="19%" valign="top"> 5</td>
<td width="15%" valign="top"> 3</td>
<td width="15%" valign="top"> 3</td>
</tr>
</table>
<p></P></p>
<p>Table 2: Regression Analysis and Prediction Equation</p>
<p>Prediction Equation: IOM<sub>p</sub> = a MMW<sup>b</sup> where IOM<sub>p</sub> = Predicted IOM given MMW = X</p>
<table border="BORDER" cellspacing="2" bordercolor="#000000" cellpadding="8" width="430">
<tr>
<td width="21%" valign="top">
</p>
<p align="center">Agent</p>
</td>
<td width="26%" valign="top">
<p align="center">Total Dust</p>
</td>
<td width="26%" valign="top">
<p align="center">Arsenic</p>
</td>
<td width="26%" valign="top">
<p align="center">Borate</p>
</td>
</tr>
<tr>
<td width="21%" valign="top"> Number of Employees</td>
<td width="26%" valign="top"> 192</td>
<td width="26%" valign="top"> 143</td>
<td width="26%" valign="top"> 194</td>
</tr>
<tr>
<td width="21%" valign="top"> Regression Intercept ‘a’</td>
<td width="26%" valign="top"> 1.1496</td>
<td width="26%" valign="top"> -0.1552</td>
<td width="26%" valign="top"> 1.8254</td>
</tr>
<tr>
<td width="21%" valign="top"> Regression Coefficient ‘b’</td>
<td width="26%" valign="top"> 1.0071</td>
<td width="26%" valign="top"> 0.8344</td>
<td width="26%" valign="top"> 0.8314</td>
</tr>
<tr>
<td width="21%" valign="top"> Prediction Equation for IOM given MMW</td>
<td width="26%" valign="top"> exp [1.1496 + 1.0071 ln(MMW)]</td>
<td width="26%" valign="top"> exp [-0.1552 +0.8344 ln (MMW)]</td>
<td width="26%" valign="top"> exp [1.8254 + .8314 ln (MMW)]</td>
</tr>
<tr>
<td width="21%" valign="top"> Multiple Correlation </td>
<td width="26%" valign="top"> 0.7569</td>
<td width="26%" valign="top"> 0.7794</td>
<td width="26%" valign="top"> 0.8087</td>
</tr>
</table>
<p></P></p>
<p><b>CONCLUSIONS</b></p>
</p>
<p><DIR> <a name="QuickMark" id="QuickMark"></a>· There is a positive correlation between MMW and IOM exposure monitoring results.</P></p>
<p>· The exposure monitoring results are linear in the logarithmic scale.</p>
<p>· A regression equation can be used to predict an average IOM<sub>L</sub> for a given MMW<sub>L</sub> .</p>
<p>· Factors that may contribute to the variability of monitoring results (i.e. placement of sampling mechanism, potential splash situations, etc.) should be considered when developing inhalable fraction based regulatory standards.</p>
</p>
<p></DIR> <CENTER> <img src="/images/art_comp_work_exp_slide1.gif" border="0" /></P></p>
<p><CENTER> <img src="/images/art_comp_work_exp_slide2.gif" border="0" /></p>
<p>
<center> <img src="/images/art_comp_work_exp_slide3.gif" border="0" /><br />
</center></p>
</p>
<p align="left">This article reprinted from <i>Biological Trace Element Research</i>, Vol. 66, 1998, with permission from Humana Press, Inc.</p>
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		<title>Effective Strategies for Avoiding and Coping with Indoor Environmental Quality Problems</title>
		<link>http://www.phylmar.com/2008/10/effective-strategies-for-avoiding-and-coping-with-indoor-environmental-quality-problems/</link>
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		<pubDate>Thu, 30 Oct 2008 05:32:29 +0000</pubDate>
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		<category><![CDATA[Indoor Environmental Quality]]></category>

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		<description><![CDATA[INTRODUCTION
People have had concerns about indoor environmental quality (&#8221;IEQ&#8221;) and workplace-related illnesses for decades. However, in the 1980s and 1990s, the general public has become much more sensitive to these issues and much more demanding with respect to their indoor environment. At the same time, the indoor environmental quality in many buildings has declined due to the increased use of office products and building materials that emit air contaminants, the reduction of outside air ventilation for energy conservation and cutbacks in the amount of building maintenance owing to reduced budgets. ...


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			<content:encoded><![CDATA[<p>INTRODUCTION</p>
<p>People have had concerns about indoor environmental quality (&#8221;IEQ&#8221;) and workplace-related illnesses for decades. However, in the 1980s and 1990s, the general public has become much more sensitive to these issues and much more demanding with respect to their indoor environment. At the same time, the indoor environmental quality in many buildings has declined due to the increased use of office products and building materials that emit air contaminants, the reduction of outside air ventilation for energy conservation and cutbacks in the amount of building maintenance owing to reduced budgets. As a result, building owners and employers have experienced a far greater number of claims and lawsuits related to indoor environmental quality and workplace-related illnesses.</p>
<p>Some attribute the increase in these claims to hypersensitive employees and extremist environmental groups who are pursuing claims with no basis in fact or science. Others believe that at least some of these claims result from poor maintenance of the indoor environment that can cause serious health problems. In either case, it is important for building owners and employers to pay close attention to indoor environmental quality to prevent workplace-related illness claims, whether real or imagined.</p>
<p>In recent years, lawsuits arising from IEQ problems have led to multimillion dollar judgments. In one case involving a Florida courthouse, the building owner sued the contractors and obtained a $26 million judgment to cover repairs to a brand new building. This judgment does not even cover the separate lawsuits of hundreds of employees which are still pending.</p>
<p>In this article, we will provide an overview of IEQ issues, discuss ways to identify workplace-related illnesses and review the primary sources of legal liability for IEQ-related claims. We will also discuss recent examples of toxic tort and premises liability litigation stemming from IEQ complaints and the lessons learned from these cases. We will then discuss what you need to do to avoid becoming a defendant in this type of litigation, including strategies to prevent IEQ problems and avoid or, if necessary, effectively prepare for IEQ litigation.</p>
<p>OVERVIEW OF IEQ ISSUES</p>
<p>Since the late 1970s, the general public, office workers and governmental agencies have become more aware of IEQ issues and related diseases. One of the key events was the discovery of Legionnaire&#8217;s disease in a hotel in Philadelphia in the mid-1970s. This bacteria, which can grow in poorly-maintained building heating, ventilation and air conditioning (&#8221;HVAC&#8221;) systems, often proves to be fatal. The public&#8217;s concerns about indoor environmental quality also grew as the country developed more and more environmental laws generally.</p>
<p>Today, IEQ issues arise from a vast range of potential indoor air and environmental contaminants, including environmental tobacco smoke, carbon dioxide and carbon monoxide levels that can build up in poorly ventilated buildings, bacteria and mold that can grow in damp building materials, off-gassing of chemicals from carpets and adhesives, fumes from construction, maintenance and cleaning chemicals, asbestos in building materials and lead in paint or drinking water.</p>
<p>Take Note! In 1996, EPA issued regulations requiring owners of homes built before 1978 to warn prospective purchasers and tenants of any lead-based paint hazards in the home. Although these regulations apply only to residential dwellings, they are making the public more aware of lead exposure hazards, both at home and in the workplace.</p>
<p>Another IEQ concern that has developed in recent years is the effect of exposure to electromagnetic fields (&#8221;EMFs&#8221;). EMFs are produced by power lines, electrical wiring and electrical equipment, e.g., computers and transformers. Since 1982, a number of studies have reported higher than expected numbers of leukemia cases among &#8220;electrical&#8221; workers and people who live near high tension power lines. However, these studies are plagued by puzzling inconsistencies and questionable methodology. For example, one study of welders showed no increase in leukemia, yet welders have some of the highest EMF exposures of any type of worker. Recently, reports from three major studies of electrical workers indicated no strong, consistent evidence of an association between EMFs and leukemia. Most reviews conclude that existing evidence does not prove that EMFs cause cancer. Despite this evidence, many industrial employees and even office workers who work with computers or near transformers still have significant concerns and fears about EMF exposures.</p>
<p>Although some types of IEQ exposures have questionable health effects, there is no question that there is a strong correlation between good indoor environmental quality and the health and productivity of workers. IEQ problems are estimated to cost American businesses $10 to $15 billion annually as a result of lowered productivity, absenteeism, medical costs and workers&#8217; compensation claims. The United States Environmental Protection Agency (EPA) has stated that indoor air quality is one of the five most significant environmental threats to human health, more important than outdoor air pollution. The reason for this is that indoor air pollution is often 5 times higher and can be 100 times higher than outdoor air pollution.</p>
<p>Take Note! Recent surveys indicate that 24% of office workers are dissatisfied with the quality of the indoor air in their workplaces.</p>
<p>In light of the real costs of some IEQ problems and the perceived health threats of others, it is important for building owners and employers to be able to effectively address IEQ issues. However, this can be a great challenge because it is often difficult to identify and recognize IEQ-related illnesses.</p>
<p>IDENTIFYING IEQ-RELATED ILLNESSES</p>
<p>Some diseases and illnesses that result from indoor environmental quality are easily diagnosed and identified. In these instances, handling the medical, legal and building maintenance or repair issues arising from the illnesses can be relatively straightforward and non-controversial. However, many IEQ-related illnesses are much more difficult to identify and diagnose. These types of diseases are highly controversial and pose exceedingly difficult issues for building owners, employers and employees alike.</p>
<p>The primary IEQ-related illnesses are placed into the following three categories:</p>
<p>Building-Related Illnesses</p>
<p>These are clinically diagnosable illnesses where there is a clear and direct link between the illness and an identifiable building source. Generally, these diseases are less controversial, easier to identify and pose more straightforward building maintenance and repair issues. These diseases include:</p>
<p>. Legionnaire&#8217;s Disease: a severe multisystemic illness caused by Legionella pneumophilia bacteria that can affect the lungs, gastrointestinal tract, central nervous system, and kidneys. Legionnaire&#8217;s Disease continues to be a very serious problem with more than 60 new cases identified in the United States every day.</p>
<p>. Hypersensitivity diseases: diseases characterized by allergic responses to antigens. These diseases associated with IEQ are hypersensitivity pneumonitis, allergic asthma, allergic rhinitis, and allergic aspergillosis. Allergic asthma and allergic rhinitis occur only in genetically predisposed individuals, typically after years of exposure to low levels of antigen.</p>
<p>. Humidifier fever: a form of pneumonitis associated with allergic reaction of the lungs to microbes found in humidifier reservoirs, air conditioners, and air cooling equipment. This disease produces flu-like symptoms similar to hypersensitivity pneu-monitis, but does not cause long-term lung damage.</p>
<p>Sick Building Syndrome (&#8221;SBS&#8221;)</p>
<p>SBS is a phenomenon where a significant number of building occupants experience a variety of health and/or comfort effects linked to time spent in a particular building, but where no specific illness or causative agent can be identified. Symptoms in sufferers often include headache, eye irritation, and respiratory irritation.</p>
<p>Multiple Chemical Sensitivity (&#8221;MCS&#8221;)</p>
<p>MCS is a term applied to individuals complaining of recurrent episodes of generally nonspecific symptoms associated with multiple organ systems, attributable to environmental chemical exposures. Generally, those with MCS claim that they are ill due to chronic low level exposures to environmental toxins or to a high level exposure for a short duration. The primary suspected agents for causing MCS are pesticides, solvents, resins, and formaldehyde. Once an individual has MCS, they typically claim that their exposures have caused them to become ultra-sensitive to very low levels of environmental toxins and even non-toxic substances, such as deodorant soap. This condition is controversial in the medical community because its cause is not well documented or understood.</p>
<p>In addition to these standard categories of IEQ-related illnesses, employees may also complain of other diseases or illnesses, for example, cancer, that they claim are a result of indoor environmental conditions, including exposure to asbestos, lead or EMFs. Asbestos-related diseases have been recognized for a number of years and have led to ruinous litigation against building materials manufacturers and insurers. Oftentimes, asbestos litigants will attempt to bring claims against building owners, especially when the building materials manufacturers are bankrupt. Lead exposure issues have been gaining more prominence recently as people have become more aware of the health effects of lead exposure. In commercial buildings, lead exposures are mostly related to lead in drinking water as a result of lead in faucets and exposure to lead in paint as a result of construction activities. Sometimes, several building occupants experience unusual or severe health problems, e.g., cancer, over a relatively short period. EMFs or other IEQ-related conditions can be blamed for these clusters of health problems, and can produce tremendous anxiety among building occupants.</p>
<p>As noted above, recognizing IEQ-related illnesses can be extremely difficult. Building occupants may experience IEQ problems as discomfort, irritation, or illness. Rather than clearly defined illnesses, the effects of poor IEQ are often nonspecific symptoms, such as headaches, dizziness, mucous membrane irritation, nausea and sinus congestion.</p>
<p>In many cases only a minority of the building occupants will be affected by IEQ problems. Building occupants who are allergic, have preexisting respiratory or cardiovascular conditions, e.g., asthma, have suppressed immune systems, e.g., people on chemotherapy, or wear contact lenses are particularly susceptible to the effects of indoor air contaminants.</p>
<p>Many building-related complaints are based on discomfort. This includes temperature and humidity related issues, as well as odor complaints. Environmental stressors, such as improper lighting, noise, vibration, overcrowding, ergonomic stressors, and job-related psychosocial problems, can also produce symptoms that are similar to those associated with poor air quality.</p>
<p>The difficulty in recognizing IEQ-related illnesses has been emphasized by a recent study by Cornell University researchers. These researchers conclude that many IEQ-related illnesses are not simply environmentally-induced disorders that arise as a consequence of exposure to air pollutants. Instead, personal, psychological and occupational variables may be of considerable importance in these illnesses. The study indicates that over 76 percent of workers in air-conditioned buildings with acceptable indoor air quality report at least one work-related illness per month.</p>
<p>Despite the difficulty in recognizing many IEQ-related illnesses and linking the illness to an identifiable building source, there can be significant legal liabilities associated with IEQ claims.</p>
<p>SOURCES OF LEGAL LIABILITY</p>
<p>Building owners and employers face legal liabilities for IEQ claims from a variety of sources, including common law negligence, California&#8217;s Proposition 65, governmental regulations, contractual and warranty claims based upon lease obligations and landlord-tenant laws, workers&#8217; compensation laws and federal and state disability laws.</p>
<p>One of the most important sources of liability is negligence. Generally, building owners and managers have a common law duty to maintain property under their control in a reasonably safe condition for use by tenants and others lawfully on the premises. If they fail to do so, injured parties can bring both personal injury and property damage claims.</p>
<p>One of the most difficult aspects of IEQ claims is determining whether the building is the cause of the illness. Given the controversy over some IEQ-related illnesses and their similarity to other common diseases, even the medical experts often cannot make a certain diagnosis. This makes proving and defending claims exceedingly difficult.</p>
<p>The duty to maintain a safe building encompasses a number of obligations. Architects and engineers have an obligation to design and contractors have an obligation to build a building that will deliver a safe air supply and use building materials that will not endanger the health of the occupants. Building owners have an obligation to select properly trained and competent architects, engineers and contractors. Building owners and maintenance contractors also have an obligation to properly maintain heating, ventilation and air conditioning systems and other building materials to ensure a safe building environment. Furthermore, building owners and managers are required to monitor tenant activities to ensure that tenants do not engage in any activities that could endanger the health of other tenants or visitors to the building.</p>
<p>One of the primary issues in negligence claims is the applicable standard of care. In order for a plaintiff to bring a successful negligence claim for an IEQ-related illness, the plaintiff must show that the building owner or manager breached the applicable standard of care. However, it is often difficult to determine the appropriate standard of care.</p>
<p>Generally, the building owner or manager must ensure a safe environment and acceptable indoor air quality. However, it is very difficult to determine what is a &#8220;safe&#8221; environment or &#8220;acceptable&#8221; air quality. The United States Occupational Safety and Health Administration (&#8221;OSHA&#8221;) has issued permissible exposure levels (&#8221;PELs&#8221;) for a number of air contaminants. However, these levels are rarely reached in office buildings, even those where a substantial number of building occupants complain of IEQ-related illnesses. Accordingly, they are not very useful in determining what is a safe environment or acceptable air quality, and, thus, are not very useful in setting the appropriate standard of care.</p>
<p>Apart from the OSHA PELs, there are very few governmental regulations that apply to indoor environmental quality. In 1994, OSHA proposed a standard that would have regulated indoor air quality. However, in the face of staunch opposition from a number of interest groups, controversy surrounding the medical and scientific assumptions and serious questions about the benefits of the standard, OSHA was forced to suspend development of the standard.</p>
<p>If adopted, the OSHA Indoor Air Quality (&#8221;IAQ&#8221;) Standard would have required building owners to, among other things, do the following:</p>
<p>· Develop a written IAQ program</p>
<p>· Designate a responsible person for IAQ compliance</p>
<p>· Adequately maintain HVAC systems</p>
<p>· Conduct IAQ inspections</p>
<p>· Provide IAQ training to maintenance workers</p>
<p>· Control tobacco smoke, chemicals and microbial contamination</p>
<p>· Maintain records of inspections, maintenance and employee complaints</p>
<p>In the absence of governmental regulations, the most significant development in terms of setting the appropriate standard of care for indoor environmental quality is the Draft Ventilation for Acceptable Indoor Air Quality proposed by the American Society of Heating, Refrigerating and Air-Conditioning Engineers, Inc. (&#8221;ASHRAE&#8221;). Although ASHRAE standards do not have the force of law, they do establish an industry standard of care for architects, engineers, building owners and managers. It is possible that the ASHRAE standard will become a key standard by which the actions of building owners, managers and maintenance engineers will be judged.</p>
<p>In California, building owners, managers and employers must also be aware of the requirements of the Safe Drinking Water and Toxic Enforcement Act of 1986 (&#8221;Proposition 65&#8243;). Under this law, employers must warn employees and visitors of any chemicals used in the workplace that are known to the State of California to cause cancer or to be a reproductive toxin. Failure to provide such warnings could subject the building owner or employer to civil and criminal penalties.</p>
<p>Building owners and tenants often have IEQ-related responsibilities as a result of warranty and other provisions in their leases. Even without specific lease terms, there are obligations under state landlord-tenant laws pertaining to constructive eviction that can be triggered by IEQ problems. Building owners and employers must also be aware of additional obligations stemming from workers&#8217; compensation laws and federal and state disability laws.</p>
<p>Between landlords and tenants, the representations, warranties and duties set forth in the lease will often be the main recourse for both parties attempting to resolve an IEQ problem. Among other things, leases typically require building owners to properly maintain the HVAC systems and restrict the use of hazardous substances by tenants. Both building owners and tenants should thoroughly review their leases to ensure that they contain adequate IEQ protections.</p>
<p>RECENT IEQ CASES</p>
<p>Over the past few years, there have been a number of lawsuits stemming from IEQ problems. Many of these lawsuits have led to multimillion dollar judgments against defendants, including building owners, architects, engineers and contractors.</p>
<p>EPA Headquarters</p>
<p>One of the most ironic IEQ lawsuits involves the EPA headquarters in Washington, D.C. In 1987, the EPA headquarters was renovated and, soon thereafter, was reoccupied by EPA employees. Almost immediately, a number of employees began to complain about persistent coughs, scratchy throats, migraine headaches, sinus infections, sick building syndrome and multiple chemical sensitivity. These employees claimed that their illnesses resulted from exposure to solvents, paint, adhesives, fumes from newly installed carpeting and secondhand smoke. They argued that the building owners and managers were negligent because they failed to provide adequate ventilation and scheduled renovation work near occupied offices.</p>
<p>On the basis of these complaints, the plaintiffs received jury verdicts in the hundreds of thousands of dollars. Some of these verdicts were eventually overturned by the trial judge on the basis of inconsistent evidence. However, those verdicts related to claims of physical injury were allowed to stand.</p>
<p>Polk County, Florida Courthouse</p>
<p>In this case, a new $37 million courthouse was constructed in Polk County, Florida. When county workers began to work in the courthouse, they complained of respiratory illnesses caused by exposure to molds and mildew growing in the building&#8217;s HVAC system. Eventually, over 200 employees brought workers&#8217; compensation claims and the building had to be evacuated. As a result, the county sued the contractors and their insurers and obtained a $26 million dollar judgment to cover the cost of repairs to the building and relocation expenses. Hundreds of lawsuits by the county employees against the contractor are still pending.</p>
<p>DuPage County, Illinois Courthouse</p>
<p>In another major courthouse case, a new $53 million courthouse was constructed in DuPage County, Illinois in 1991. After the building was occupied, courthouse employees complained of general respiratory illnesses and sick building syndrome. Twenty employees were eventually hospitalized and the building was evacuated in September 1992.</p>
<p>The building owners in this case sued the architects and contractors to recover the $3.4 million in repair costs for the building&#8217;s ventilation system. However, the building owners lost the suit because the defendants were able to show that the illnesses were caused by poor maintenance of the ventilation system, a responsibility of the building owner.</p>
<p>San Joaquin County District Attorney&#8217;s Office</p>
<p>In 1989 and 1990, the District Attorney&#8217;s Office in San Joaquin County, California, was renovated with new carpet and paint. After workers moved into the space in February of 1990, some began to complain that the HVAC system was not working properly and that there was significant off-gassing of chemicals from the new carpet which was exacerbated by the malfunctioning HVAC system. In May of 1990, 14 clerical workers were removed from the office on doctors&#8217; orders. These workers then sued the building owners claiming multiple chemical sensitivity, headaches, memory loss and eye irritation. The plaintiffs obtained judgments ranging from $15,000 to $900,000 per plaintiff. The case is currently on appeal.</p>
<p>These cases clearly show that the costs of poor indoor environmental quality can be extremely high, not even counting business interruption or employee morale costs. Accordingly, it is important that building owners, managers and employers act diligently and aggressively to both prevent IEQ problems and to respond to IEQ complaints when they arise.</p>
<p>HIRING PROFESSIONAL ASSISTANCE</p>
<p>In some instances, IEQ complaints can be relatively straightforward and easily remedied by building engineers and employers, i.e., complaints related to temperature and ventilation. However, other IEQ problems can be exceedingly complex to identify and resolve. In these instances, building owners, managers, and employers should seek the assistance of a competent, qualified IEQ consultant to investigate, diagnose, and remedy IEQ issues.</p>
<p>Several criteria should be applied when selecting a consultant, including expertise, communication skills, investigative approach, cost, and reputation. Competent professionals will:</p>
<p>· Ask probing questions</p>
<p>· Clearly articulate a phased approach to investigating the IEQ problem</p>
<p>· Emphasize observations and communication rather than broad-based measurements</p>
<p>· Be experienced in identifying and resolving IEQ issues</p>
<p>· Provide a well written proposal discussing objectives, methodology, data collection, and criteria for decision making about additional information gathering.</p>
<p>INVESTIGATING AND RESOLVING IEQ PROBLEMS</p>
<p>An IEQ investigation begins with one or more reasons for concern, such as occupant complaints. Some complaints can be resolved with a minimum of effort by asking a few common sense questions. However, some problems could require a detailed evaluation by an IEQ professional. The IEQ investigation consists of information gathering, hypothesis formation, and hypo-thesis testing.</p>
<p>The components of an IEQ investigation typically include the following:</p>
<p>Occupant Interviews</p>
<p>Valuable information about IEQ problems can be obtained by listening to occupants regarding their complaints, symptoms and perceptions of the building. This information can be used to identify spatial and temporal patterns, suggest directions for further investigation, and indicate potential measures to reduce or eliminate the problem. Interviews should be conducted with both affected and unaffected occupants. In this way, conditions in the affected area can be compared to conditions in similar building locations where there have been no complaints.</p>
<p>Ventilation System Evaluation</p>
<p>IEQ complaints often arise because the quantity or distribution of outdoor air is not adequate to serve the ventilation needs of the building occupants. Problems may also be traced to air distribution systems that are introducing outdoor air contaminants or transporting pollutants within the building. Therefore, the evaluation should include an investigation of the location of the outdoor air intakes in relation to potential pollutant sources, system cleanliness, air distribution patterns, exhaust system, quantity and adequacy of outside air and controls for the outside air supply.</p>
<p>Chemical and Microbiological Evaluation</p>
<p>Air sampling for specific pollutants is most effective as an investigative tool when the information obtained during occupant interviews and the ventilation system evaluation strongly suggest that a chemical or biological agent may be the cause of the complaint. Sampling should be conducted in the area where complaints have been registered, outdoors, and in an indoor control location, i.e., a complaint-free area of the building. Chemicals measured typically include carbon monoxide, carbon dioxide, formaldehyde, and total volatile organic compounds. Other compounds, like hydrogen sulfide, may be measured when there are specific reasons to suspect that these contaminants may be present. Microbiological air sampling programs will frequently include viable (living) spores, non-viable (dead) spores, and bacteria.</p>
<p>Comfort Evaluation</p>
<p>As previously stated, many IEQ problems are related to occupant comfort. Temperature and humidity levels are important indicators of ventilation system effectiveness and occupant load. Measurements should be made frequently by building maintenance personnel, and are an integral part of any IEQ investigation.</p>
<p>Taking a phased diagnostic approach to investigating IEQ issues will increase the likelihood of successfully identifying the source of occupant complaints. Effectively resolving IEQ issues is dependent on responding quickly to occupant complaints, seeking competent professional assistance where necessary and implementing mitigation measures on a timely basis.</p>
<p>PREVENTING IEQ PROBLEMS</p>
<p>Preventing IEQ problems begins with proper building design. The building&#8217;s original intended function should be reviewed in light of current use. Appropriate modifications to the building&#8217;s ventilation system should have been performed to accommodate any changes in building function. The ventilation system should be functioning according to specifications.</p>
<p>Managing a building for good IEQ involves reviewing and amending current practices to achieve the following:</p>
<p>· Proper operation and maintenance of ventilation system equipment</p>
<p>· Periodic monitoring of staff, tenants, contractors and other building occupants who may have an impact on IEQ</p>
<p>· Maintaining communications with occupants so that management will be informed of complaints about IEQ in a timely way</p>
<p>· Educating staff, occupants and contractors about their responsibilities in maintaining adequate IEQ</p>
<p>· Identification of those planned projects that could affect IEQ and management of these projects so that good IEQ is maintained</p>
<p>· Maintenance of building ventilation systems in accordance with the ASHRAE standard on Ventilation for Acceptable Indoor Air Quality</p>
<p>Finally, developing a written IEQ management plan will assist those responsible for building maintenance in systematizing and fully incorporating IEQ considerations into routine procedures. Building owners and employers have numerous options in the precise manner in which they assign responsibility for operations, recordkeeping, purchasing, communications, planning, and policy-making. However, each of these elements is a critical component of an effective IEQ management plan.</p>
<p>STRATEGIES FOR AVOIDING AND HANDLING LITIGATION</p>
<p>Despite a building owner or employer&#8217;s best efforts, sometimes it is impossible to avoid IEQ complaints. To prevent litigation as a result of these complaints or to prepare for litigation if it cannot be avoided, building owners and employers should promptly undertake to assess and respond to complaints and develop systems for creating and maintaining necessary documentation.</p>
<p>A key element to avoiding IEQ litigation is to quickly and thoroughly investigate all IEQ complaints. By doing so, the building owner or employer may be able to resolve the complaint before anyone feels the need to pursue litigation. If litigation is inevitable, the information obtained in this early investigation can be critical in defending the litigation.</p>
<p>Building owners and employers must also ensure that they have systems in place for documenting IEQ maintenance and inspections, IEQ complaints and all efforts to resolve IEQ problems. These documents should include written reports of the efforts to monitor contractors and tenants to ensure that they do not introduce IEQ contaminants into the building. Furthermore, it is important that original design drawings for the building, construction documents and as-built drawings be maintained for the life of the building.</p>
<p>If a tenant learns that their employees or visitors are complaining of IEQ problems, the tenant must be sure to notify, in writing, the building owner or manager as soon as feasible. This not only gives the person responsible for building maintenance an opportunity to resolve the issue before it leads to a claim, it also puts the building owner or manager on notice of the problem. This will make it much easier to prove a negligence claim later on if the building owner or manager fails to correct the problem in a timely manner.</p>
<p>Building owners and employers must also be prepared to notify certain other third parties in order to protect their legal rights. If the building owner or manager receives an IEQ complaint that they believe could lead to litigation, then they must be sure to file a claim with their insurer as soon as possible. This will not only preserve the claim for insurance purposes, it will also trigger the insurer&#8217;s duty to defend the owner or manager in a lawsuit.</p>
<p>Employers who receive complaints from their employees about IEQ prob</p>
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		<title>Getting Ready for</title>
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		<pubDate>Thu, 30 Oct 2008 05:31:11 +0000</pubDate>
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		<description><![CDATA[by Judy K. Bell, CEM
Disaster Survival Planning Network
Living in Southern California means always being prepared for &#8220;The Big One&#8221;. At home, school, or work, you and your family should have a plan. Know what each of you will do, and how you will be reunited. Establish an out-of-area contact who can be called to relay information. Have each family member carry the contact number with them. Select a safe alternate meeting place in the event your home is unsafe or inaccessible.
For parents&#8230;
* Know what plans the school has made to ...


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			<content:encoded><![CDATA[<p>by Judy K. Bell, CEM</p>
<p>Disaster Survival Planning Network</p>
<p>Living in Southern California means always being prepared for &#8220;The Big One&#8221;. At home, school, or work, you and your family should have a plan. Know what each of you will do, and how you will be reunited. Establish an out-of-area contact who can be called to relay information. Have each family member carry the contact number with them. Select a safe alternate meeting place in the event your home is unsafe or inaccessible.</p>
<p>For parents&#8230;</p>
<p>* Know what plans the school has made to care for your children afterwards if you are delayed.</p>
<p>* If you work a great distance from your child&#8217;s school, designate in advance someone else who is authorized to pick them up if you cannot get there. Let the school know who your designated person is.</p>
<p>* Supply your out-of-area contact information to the school in advance.</p>
<p>* Prepare a mini-earthquake kit for your child to take to school. Remember to include a picture of your family and pets, and a short, loving note. These items will comfort your child until you arrive.</p>
<p>At home&#8230;</p>
<p>* Store $100 to $200 in $1, $5, $10, and $20 bills for ready cash if ATMs are not functioning.</p>
<p>* Pack emergency food, water, radio, batteries, medicines, and first-aid supplies close to the exit or where they can be easily accessible if you must evacuate.</p>
<p>* At least every six months take an inventory of your supplies to make sure none have been used for other purposes.</p>
<p>* Replace water and emergency food regularly to ensure they will be fresh when needed.</p>
<p>* Keep a wrench by your gas shutoff, and make sure everyone knows how to turn off all your utilities.</p>
<p>* Have a flashlight secured to your nightstand and a pair of sturdy shoes under the bed to protect your feet from broken objects.</p>
<p>At work&#8230;</p>
<p>* Know where the closest emergency exits and stairwells are, as well as emergency supplies and first aid kits.</p>
<p>* Identify safe areas in your immediate work area where you can duck for protection.</p>
<p>* Keep an extra pair of glasses and necessary medication along with comfortable shoes in your desk.</p>
<p>Being prepared wherever you are is important. If you use your car for frequent travel, pack basic supplies such as water, flashlight, walking shoes, first aid kit and blanket. Always keep your gas tank at least 1/4 full.</p>
<p>Plan Today&#8230;.Survive Tomorrow!(tm)</p>
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		<title>Reducing Hazards Before Disaster Strikes</title>
		<link>http://www.phylmar.com/2008/10/reducing-hazards-before-disaster-strikes/</link>
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		<pubDate>Thu, 30 Oct 2008 05:29:28 +0000</pubDate>
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		<guid isPermaLink="false">http://www.phylmar.com/?p=133</guid>
		<description><![CDATA[by Judy K. Bell, CEM
Disaster Survival Planning Network
How effective is the hazard reduction program in your organization? Most groups discover that they haven&#8217;t maintained their program after the latest earthquake. Then everyone scrambles to order more securing devices that may or may not actually get installed, depending on the amount of time that lapses between the last shaker, the funding request, and the maintenance crew&#8217;s workload.
How can you break this cycle? Make your hazard reduction program a part of your ongoing Injury and Illness Prevention Program. In California, all organizations ...


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			<content:encoded><![CDATA[<p>by Judy K. Bell, CEM</p>
<p>Disaster Survival Planning Network</p>
<p>How effective is the hazard reduction program in your organization? Most groups discover that they haven&#8217;t maintained their program after the latest earthquake. Then everyone scrambles to order more securing devices that may or may not actually get installed, depending on the amount of time that lapses between the last shaker, the funding request, and the maintenance crew&#8217;s workload.</p>
<p>How can you break this cycle? Make your hazard reduction program a part of your ongoing Injury and Illness Prevention Program. In California, all organizations are required by law to establish and maintain periodic safety hazard checklists of the work environment. Why not incorporate your earthquake hazards checklist into this program? Below are seven easy steps your organization can do to create an effective ongoing hazards reduction program.</p>
<p>Step 1. Form a task force of key personnel from each group in your organization to identify the hazards in their own environment. Non-structural earthquake hazards checklists are available through FEMA or your state Office of Emergency Services. Encourage two or three people survey an area together; it&#8217;s easier to spot hazards and discuss their implications.</p>
<p>Step 2. Engage the services of a safety fastening company to assist in determining the proper fastening products for your hazards. (Some companies will even perform step 1 for you for a modest fee.)</p>
<p>Step 3. Prepare a project proposal that addresses all restraints that are considered necessary for business resumption. Safety fastening firms will work with you to provide a cost estimate for the proper restraining devices.</p>
<p>Step 4. Obtain approval and funding for the project, picking a realistic timeframe for purchasing the devices, designing unique restraints, and implementing the program. Budget limitations may require you to design a program over more than one year, depending on the size of your organization.</p>
<p>Step 5. Pick one organization to be responsible for overseeing the installation of the restraining devices and coordinating the project with all other groups.</p>
<p>Step 6. Develop an ongoing program to ensure restraint devices are checked regularly. Incorporate this program into ongoing safety reviews and safety committee activities required by law in your Injury and Illness Protection Program. (Most organizations require quarterly safety reviews.)</p>
<p>Step 7. If safety reviews are not already a part of your organization&#8217;s performance objectives, build them in. Make earthquake safety a high priority for your group.</p>
<p>Remember, the life you save may be your own!</p>
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		<title>Protecting Communications Before Disaster Strikes</title>
		<link>http://www.phylmar.com/2008/10/protecting-communications-before-disaster-strikes/</link>
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		<pubDate>Thu, 30 Oct 2008 05:29:08 +0000</pubDate>
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		<guid isPermaLink="false">http://www.phylmar.com/?p=131</guid>
		<description><![CDATA[by Judy K. Bell, CEM
Disaster Survival Planning Network
In today’s business environment, communications and information technology equipment transcend all organizational boundaries. Plans to restore both need to be an integral part of every organization’s business recovery plans. Some businesses believe they cannot afford the time to create recovery plans, then find out later that they cannot continue to operate when disaster does strike. Take the time now to build an effective communications plan.
Step 1: Inventory Existing Communications
Begin by taking an inventory of all existing communications at each location, as well as ...


Related posts:<ol><li><a href='http://www.phylmar.com/2008/10/how-to-plan-to-keep-communications-open-after-disaster-strikes/' rel='bookmark' title='Permanent Link: How To Plan To Keep Communications Open After Disaster Strikes'>How To Plan To Keep Communications Open After Disaster Strikes</a> <small>by Judy K. Bell, CEM Disaster Survival Planning Network PROCEEDINGS:...</small></li><li><a href='http://www.phylmar.com/2008/10/communications-assessment-questionnaire/' rel='bookmark' title='Permanent Link: Communications Assessment Questionnaire'>Communications Assessment Questionnaire</a> <small>Communications Assessment Questionnaire by Judy K. Bell, CEM Disaster Survival...</small></li><li><a href='http://www.phylmar.com/2008/10/basic-communications-instructions-before-after-an-earthquake/' rel='bookmark' title='Permanent Link: Basic Communications Instructions Before &#038; After an Earthquake'>Basic Communications Instructions Before &#038; After an Earthquake</a> <small>Disaster Survival Planning Network Before the Disaster: Designate a contact...</small></li></ol>]]></description>
			<content:encoded><![CDATA[<p>by Judy K. Bell, CEM</p>
<p>Disaster Survival Planning Network</p>
<p>In today’s business environment, communications and information technology equipment transcend all organizational boundaries. Plans to restore both need to be an integral part of every organization’s business recovery plans. Some businesses believe they cannot afford the time to create recovery plans, then find out later that they cannot continue to operate when disaster does strike. Take the time now to build an effective communications plan.</p>
<p>Step 1: Inventory Existing Communications</p>
<p>Begin by taking an inventory of all existing communications at each location, as well as all facilities that link multiple locations together. If the information is extensive, record it in a database that can be easily updated, listing telephone or identification numbers and locations. Prepare a summary of the quantities of each type of service currently in use. It should include all centrex or PBX stations, single line business phones, datafax, essential service lines, foreign exchange lines, public telephones, cellular, radio, and faxes.</p>
<p>Record what facilities are used to connect all locations. Identify the quantity and type such as copper, fiber, microwave, or other transport elements.</p>
<p>Step 2: Determine Vulnerabilities</p>
<p>Every business is susceptible to communications failures. Identifying what those vulnerabilities are before they can affect service and reducing or eliminating them should be a significant part of the planning process. There are four major areas to check.</p>
<p>Structural &#8211; Evaluate how structurally sound the building is which houses the communications equipment. Look for known hazards that could damage the equipment such as water pipes located directly over critical equipment. Check if there are any air-conditioning units mounted on the roof. If so, make sure they are secured. If earthquakes are a major concern, obtain a seismic evaluation of the building to determine its likelihood to withstand damage. If there is a cable vault, check to make sure it is clearly identified, and the right people know how to gain access to it if necessary.</p>
<p>Evaluate all the buildings in the immediate area. If they are owned by other businesses, determine how their damage might affect your business. If there is a potential risk, check with them to find out what their recovery plans are. Of particular concern in today&#8217;s environment are businesses that store large quantities of hazardous materials. They have the potential of disrupting businesses in the surrounding area if a spill occurs.</p>
<p>Equipment &#8211; If the communications equipment is sitting on a raised floor, make sure both the floor and the equipment are braced. Examine the cabinets, consoles, terminals and power equipment to make sure all are properly secured. Survey the area surrounding the equipment to make sure non-structural hazards such as bookcases and filing cabinets will not topple onto the equipment, causing damage.</p>
<p>Some people like to use the telephone closet as a place to store boxes of old records, creating potential fire hazards. Others use it as a convenient place to sneak a quick cigarette. Both situations are a disaster waiting to happen.</p>
<p>Lack of adequate back-up power has proven be the true Achilles&#8217; heel of disaster plans. Time and again businesses discover what should have been on uninterrupted power supply (UPS) too late. Horror stories abound of total departments that could not resume their functions because they were missing this vital resource.</p>
<p>Thoroughly test the UPS. Determine what is hooked up to it, and how long the batteries will last. If emergency generators are installed, check how often are they tested, what they are hooked up to, and how long they will operate before additional fuel is needed. Test emergency generators at least monthly with a full load to ensure their continued operation at the time of an emergency. If the fuel line depends on an electric pump, make sure it is hooked up to the proper source.</p>
<p>If the communications equipment requires temperature control or water cooling, check how the heating, air conditioning, or water supply system operates, and whether it is connected to emergency power.</p>
<p>Facilities and the Network -Determine how many different routes the facilities take to get from one location to another. Make sure there is more than one transport path for critical voice and data links. If the business is served by an on-site PBX system, check to see what capability it has to reroute calls to other locations. Equally important is the ability to remotely access and reprogram the communications so that calls can be terminated elsewhere if one location is damaged or inaccessible.</p>
<p>Both the hardware and software elements of communications equipment have vulnerabilities. Applications, operating systems, emulation and protocol conversion software, network diagnostics and network management software as well as network attributes and routing tables should all be backed-up regularly and stored off-site.</p>
<p>Step 3: Maps</p>
<p>Draw a map of each location plotting where the manholes, feeder routes, cable vault, distributing frames or terminals, operator consoles, and PBX equipment are located. Identify on the map the quantity of foreign exchange (FEX) lines, direct inward dial (DID) trunks, data lines, PBX terminations, and tie lines. Differentiate what terminates on equipment at that location versus what is provided by the local telephone company central office or other vendor. Plot where all essential service lines, public telephones, and any other vital communications equipment is located.</p>
<p>Indicate what equipment has back-up power, and how long it should last. If the business will be relying on suppliers to augment fuel levels, list who they are and how they can be reached. If only some electrical outlets are equipped with uninterrupted power supply (UPS), make sure they are labeled.</p>
<p>Step 4: Identify Critical Communications Needs</p>
<p>Every group within the organization will have different requirements to transmit and receive information following a disaster. Top executives will be making critical business recovery decisions while employees are trying reach their families. Plan for all of these needs by picking the right alternatives for each to use.</p>
<p>First determine who will be responsible for ensuring that communications will function properly after a crisis. Next, decide who will coordinate the overall business resumption planning, and form an interdepartmental committee with representatives from all key groups.</p>
<p>Have representatives identify what their own organization will need to communicate during the disaster. Have them prioritize each of their critical functions so that they identify in advance when they will need what. Make sure they consider any additional requirements if a disaster occurs after-hours and people must be contacted to report to work in advance of their normal shift.</p>
<p>Using the communications inventories determine what existing equipment can be used to meet each group&#8217;s needs. At this point consideration should be given to the kinds of disasters anticipated. If an unexpected event or a single location crisis occurs, chances are the public telephone network will not be congested, allowing normal communications to be used. However, if it is a regional disaster, communications that are not dependent on the public telephone network may need to be activated. Care should be taken in picking alternatives, recognizing that no single solution will be completely free of vulnerabilities.</p>
<p>Many businesses plan to use radios. It is important to identify how many people will be using each frequency. Also, radio transmission is a slower way of communicating information, so the volume of information to be passed should be closely evaluated. Consider using fax machines or e-mail to transmit damage information instead of conveying everything via voice. If cellular phones are to be used, be aware that cellular calls are on a separate network only when completing cellular to cellular calls within the immediate area. As soon as cellular phones are used to call to normal telephones, they are transiting the public telephone network, which may be congested due to overloaded conditions. If security of communications is an issue, both radio and cellular transmissions may be subject to interception by outside parties.</p>
<p>Alternate transport routes can also be used such as satellite and microwave services. In the case of satellites, it is important to identify in advance which circuits are on the satellite. For microwave, check with the vendor to find out how quickly they will be able to respond if antennae shift out of adjustment. With both alternatives, check ahead for other users on the same system, making sure there will be enough capacity to handle all requirements. In many cases, alternate communications may not be immediately available, but they can be relied on a few hours after the event. It is better to know that in the planning stages so other arrangements can be made.</p>
<p>Step 5: Request Additional Funding</p>
<p>After evaluating the needs of all groups, identify if there will be any shortage or mismatch of equipment, and develop the best solutions. Remember that following a disaster there will be immediate requirements for communications equipment to perform functions such as rescue and damage assessment. As time progresses and those needs are met, that equipment can be redeployed for other uses. Careful allocation of equipment based on time of need can reduce the amount of equipment required.</p>
<p>If funding is required, submit a budget request clearly stating what both the costs and the benefits will be. Make sure the equipment actually gets installed and is tested regularly so it will be ready for use.</p>
<p>Step 6: Document the Plans</p>
<p>Assemble all of the communications information into a concise, easy-to-use format. Include information for each location depicting exactly which communications groups will be using. For example, emergency response team members may be strategically positioned with radios near first aid and triage areas. Security may use a separate frequency on the same radio system, and all response personnel may have a mutual frequency to relay information to an emergency operations center. Identify who will be on which channels, and where they will be located.</p>
<p>In the case of departments and key executives, each plan should identify which communications they will be using.</p>
<p>Step 7: Prepare Checklists</p>
<p>Determine which communications equipment will need to be tested for damage immediately following the disaster. Prepare a checklist that is easy to follow spelling out precisely what tests are to be performed. Have someone totally unfamiliar with the equipment walk through the instructions on the checklist to make sure it is correctly written. Appoint an alternate for back-up, and train the alternate on all tests. If vendors are required to perform the diagnostics, contact them in advance to discuss how quickly they will be able to respond.</p>
<p>Step 8: Perform Periodic Tests</p>
<p>Schedule regular exercises that will incorporate all communications plans. Pay particular attention to what may need to be changed because information flows become congested or ineffective. Revise your plans after each test. Regularly review all of the information to update personnel moves and other changes that occur.</p>
<p>Judy Bell, CEM, is the author of the book &#8220;Disaster Survival Planning: A Practical Guide for Businesses&#8221;, international speaker and president of Disaster Survival Planning, Inc.</p>
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		<title>How To Plan To Keep Communications Open After Disaster Strikes</title>
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		<pubDate>Thu, 30 Oct 2008 05:28:27 +0000</pubDate>
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		<guid isPermaLink="false">http://www.phylmar.com/?p=129</guid>
		<description><![CDATA[by Judy K. Bell, CEM
Disaster Survival Planning Network
PROCEEDINGS: 1993 NATIONAL EARTHQUAKE CONFERENCE; Earthquake Hazard Reduction in the Central and Eastern United States: A Time for Examination and Action. May 2-5, 1993, Volume 1, pp. 339-348
ABSTRACT
Experience has taught us after every major earthquake that the public telephone network will be congested. Both the increased volumes caused by people attempting to reach their loved ones and controls which the local telephone companies and interexchange carriers must activate to protect the network will decrease everyone&#8217;s chances of getting their calls through.
Every organization, whether ...


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			<content:encoded><![CDATA[<p>by Judy K. Bell, CEM</p>
<p>Disaster Survival Planning Network</p>
<p>PROCEEDINGS: 1993 NATIONAL EARTHQUAKE CONFERENCE; Earthquake Hazard Reduction in the Central and Eastern United States: A Time for Examination and Action. May 2-5, 1993, Volume 1, pp. 339-348</p>
<p>ABSTRACT</p>
<p>Experience has taught us after every major earthquake that the public telephone network will be congested. Both the increased volumes caused by people attempting to reach their loved ones and controls which the local telephone companies and interexchange carriers must activate to protect the network will decrease everyone&#8217;s chances of getting their calls through.</p>
<p>Every organization, whether it is a public agency, business, volunteer organization, or educational institution, must identify in advance who needs to communicate with whom. They must develop alternate forms of communicating other than the normal telephone network.</p>
<p>This paper explores how to determine who needs to set up special communications, and how each organization can determine whether the alternatives they are planning to use will be affected by congestion on the public telephone network. It will identify both strengths and weaknesses of each type of communications.</p>
<p>PAST EXPERIENCES</p>
<p>The telephone network, just like our freeway systems, is constructed based on projected normal usage. Actual data is collected daily to determine the busiest hour of the day, and from that information the engineers design the capacity of the switches and telephone network. Generally, customer calling patterns indicate that no more than 10% of the customers in a local area will use their telephone at the same time.</p>
<p>When disaster strikes, regardless of media warnings to use the telephone only if it is an emergency, many people immediately pick it up to call their loved ones. The calling volumes escalate exponentially, causing the switching equipment and trunking facilities to quickly become overloaded. In today’s electronic environment, the telephone switches are giant computers, which react to overloaded conditions by placing customer calling requests in queues. As more and more customers try to use their telephones, the switches eliminate all peripheral activities in an attempt to process as many calls as possible.</p>
<p>Following the October 1, 1987 Whittier, California, earthquake, call volumes exceeded all previous loads on the telephone network. During the first two hours, call volumes ranged as high as five times the normal business day load. Mothers’ Day is traditionally the highest calling day of the year, yet calls that day surpassed the highest Mothers’ Day loads previously recorded. Similar congestion occurred following the Loma Prieta earthquake two years later.</p>
<p>Local telephone companies and the interexchange carriers immediately place commands in the network to open up the affected area so that people within the disaster region can call out. By blocking incoming calls and using those same routes to allow people within the area to complete outgoing calls, congestion levels can be reduced more quickly. Studies performed by the Bell System prior to divestiture indicated that for every call that can be completed from within the affected area, it would prevent ten more calls from outside the area from attempting to call in.</p>
<p>Other factors can also inadvertently cause congestion in the telephone network. An amateur radio operator in the San Fernando Valley of California was one of the first people to get through to Northern California in the first few minutes following the Whittier earthquake. He called a radio station in Northern California and informed them that a major earthquake had just occurred in the San Fernando Valley. This was the site of the devastating 1971 earthquake. The result was that everyone who had friends or loved ones in that area of Los Angeles attempted to call as well. The actual epicenter was centered more than 35 miles from that area, but because this incorrect information was broadcast, the telephone network was impacted in both areas. This additional congestion lasted for at least four hours following the event, as people continually made call attempts to reassure themselves that their loved ones were not affected.</p>
<p>Another phenomenon that is unique to earthquakes is aftershocks. Even those who heed the public warnings to remain off the telephones initially soon become conditioned to immediately call following every aftershock. Telephone network congestion can continue to peak for days and weeks following an earthquake depending on the number of large aftershocks.</p>
<p>In earthquake-prone areas, the telephone companies protect their equipment from damage by installing overhead bracing as well as bolting the equipment to the floor. They install both batteries and back-up generators to guarantee uninterrupted power sources. Manufacturers are required to build the equipment to withstand an 8.0 magnitude earthquake, which is tested on shaker tables. These preventative measures have proven extremely effective in reducing actual damage to the network. Following the Loma Prieta earthquake, not a single central office was lost due to damaged equipment. Yet even without physical damage, the network becomes undependable due to the elements of congestion mentioned above.</p>
<p>EXPLORING THE ALTERNATIVES</p>
<p>It is important to understand what alternatives can be used, and how to best use them. The most important element of using alternatives is identifying in advance what will be available. Many people do not understand how the different types of communications are affected by congestion on the public network, which can cause them to fail to use these resources, or pick the wrong ones. This section will explore all forms of communications that are generally thought to be alternatives, and will discuss the strengths and weaknesses of each.</p>
<p>Essential Service</p>
<p>This service is used primarily for police, fire, and other emergency agencies. However, it is not an alternative to the public telephone network. Essential service is a designation of the telephone user’s line equipment in the local central office that provides the caller dial tone in advance of others. Once the person placing the call receives dial tone, they are competing with all other callers to complete their call over the public telephone network. In a regional disaster, this service will be directly affected by the amount of congestion in the network.</p>
<p>Although it is not an alternative to the telephone network, it does provide a better chance of gaining access to the network, and should be considered in your planning. Even though congestion will occur, many calls will complete.</p>
<p>Public Telephones</p>
<p>Public telephones are also designated as essential service, and as a result they too receive priority dial tone. If a business has public telephones on its premises in addition to a PBX, and the PBX fails after the disaster, chances are that the public phones will still be functioning. They may become the only link to the outside world to report emergency conditions. It is important to locate these phones in advance, and post their numbers in a visible location so that they can be used for both incoming and outgoing calls at the time of a disaster. Remember, though, that they may be affected by congestion on the telephone network.</p>
<p>After the Whittier earthquake, long lines of employees formed at telephone booths as they one-by-one called home to check on their loved ones. They were evacuated from their buildings, so this was the only way they could reach them.</p>
<p>Foreign Exchange Lines</p>
<p>Some organizations may use foreign exchange lines in their day-to-day business. Depending on what kind of foreign exchange service it is, that line may actually be drawing dial tone from a remote central office. If the remote office is outside the disaster area, this line may provide a way to complete and receive calls because it is not in the affected area. Many times this alternative is cost-prohibitive, so it should be incorporated in the planning only if it can be used for other purposes as well.</p>
<p>The telephone companies use this alternative in their Emergency Operations Centers, which provides alternate access to the public network. Notice it is still using the public network, just originating from a different geography.</p>
<p>Customer Premises Equipment</p>
<p>Many organizations have purchased PBX or other sophisticated telephone equipment which has been installed at the location. Just as the telephone companies secure their equipment and provide additional power sources, so too must each organization. Back-up power for telecommunications clearly was the most vulnerable element in past earthquakes.</p>
<p>Not as well-known is the factor that many of the sophisticated telephone instruments in use today rely on local power to operate. Any telephone that requires an electrical outlet to operate its features in addition to the telephone outlet will not work if electricity is affected, and that electrical outlet is not on an uninterrupted power supply. Some businesses retain old telephone sets that they can quickly plug in at the time of a disaster. Again, this is not an alternative to the public telephone network, but it will provide access if nothing else is working at that location. This is particularly helpful if the disaster is a single site event, like a fire or flood, rather than regional.</p>
<p>Private Lines (commonly referred to as P-Lines)</p>
<p>P-lines are an extremely effective way to communicate from one specific location to another. They are non-switched lines that extend from one particular telephone to another. Their use is most cost-effective on single site plants where one person needs to speak directly to another. P-lines appear as a button on a telephone instrument, and when pressed automatically ring the other end.</p>
<p>Organizations which are planning to activate an emergency operations center should consider this alternative for those people who will need to speak extensively with their staff, who may be located elsewhere. It is a private line, totally separate from the public network. It is better than radio communications, because only the two people can talk over it, and the only way it might not function is if there is a physical break in the line between the two locations, which is most unlikely.</p>
<p>Ring-down Circuits</p>
<p>This is a group of private circuits which function similar to the P-line, only there can be more than two locations tied together. These circuits have their own dedicated paths, so they do not use the telephone network. Some organizations install the circuits with speakers mounted in the ceiling. This allows everyone to hear the conversation that is transpiring while they continue to do their own work. Ring-down circuits provide instant access to key locations, which can determine the extent of damage instantly without attempting to communicate through the telephone network.</p>
<p>This type of circuit is used in the telephone companies typically in Network Management Centers and other key locations. Circuits can be installed in both local and interexchange company centers to provide immediate knowledge of the situation and to expedite the decision-making process of what actions to take to preserve the telephone network. Ring-down circuits are used in a variety of ways in the public sector as well.</p>
<p>Datafax</p>
<p>Fax machines are literally everywhere these days. Faxes come in two varieties. Either they use a regular dial tone line, or they are provided on a private line from one location to another. Both types are worth considering when planning alternate communications. Faxes are an excellent way to pass damage information. If planned ahead, the information can be filled out on a predesigned form, with instructions to send the fax within a designated time after the event. Update intervals can even be specified, eliminating the need for any voice communications.</p>
<p>The second major advantage of using this form of communications is that it provides a written record of the information gathered, which may be helpful documentation for insurance and reimbursement needs afterwards. Further, written information will be more accurate, with less danger of valuable facts being lost in the translation. Fax transmissions are much quicker than verbal communications, which lessens the congestion, as well as frees up the people who would have had to pass the information verbally. If the datafax is provided on a private line, it is not subject to network congestion.</p>
<p>Cellular Telephones</p>
<p>Cellular phones proved to be an excellent form of communications following both the Whittier and Loma Prieta earthquakes. However, in Newcastle, Australia, following the December 28, 1989 earthquake, cellular was as congested as the regular network. Cellular is a separate network, however, it too can become congested. Like the public network, it is designed for a certain level of capacity. As technology advances, the capability of the cellular network to expand to accommodate the demand is continuing to increase.</p>
<p>It is important to distinguish the type of calls that are placed over the cellular network. Calls from one cellular unit to another within the cellular company’s geography will exclusively use that network. However, if a cellular user attempts to call a landline, such as their home or office, the call will travel through the public telephone network to complete. Once again, those calls can be affected by congestion. This example emphasizes the reason why planners need to carefully evaluate how they will be using their alternative communications. In this instance, if the intent is to contact people who are on the public telephone network, they may not succeed.</p>
<p>Radio</p>
<p>Many public and private organizations are planning to use their radio frequencies for critical communications. Radios are clearly an alternative to the public network, but their use should be planned carefully. I am reminded of the Oakland Hills fire, where each fire department that responded had its own frequency. Careful planning is necessary to eliminate confusion and ensure that the right people will be able to talk to each other.</p>
<p>Some businesses use radio frequencies daily. Many times they assume that will be their primary back-up at the time of a disaster. However, when organizations identify in advance who needs to talk to whom, they will find that there are far too many people who need to convey critical information who will be relying on only one or two radio frequencies. In fact, radios can be rendered useless in disasters if proper planning has not taken place. If company officers are planning to use this alternative, chances are they will preempt all others from their use. It is best to identify who will be authorized to use which channels, and to incorporate their use into drills and exercises to make sure they will serve everyone’s needs adequately.</p>
<p>Amateur Radio</p>
<p>In every major earthquake, the amateur radio operators have been the most effective at relaying damage conditions. They should be integrally involved in the planning process, and used wherever possible in the early hours. The public sector has tapped this resource through RACES, which is an organization of amateur radio volunteers who work with local agencies to perform critical communications functions following a disaster.</p>
<p>Some businesses are encouraging their employees to become amateur radio operators, and plan to use them as the major link between families and employees if normal communications are affected. This is a very important function if a business requires some people to remain on the job, or if normal transportation routes are blocked and employees are forced to remain at work.</p>
<p>A variety of innovative plans have been developed. If a business has multiple work locations, they designate two or three of them as key assembly points. When a disaster strikes, amateur radio operators are assigned to report to these sites. If the disaster occurs during work hours, information about injured employees or those who must remain on the job is relayed to the site closest to the employee’s home, where local operators can then contact the family. If it happens out-of-hours, employees report to the key location closest to their home on their next scheduled shift, and are provided their work assignments from there.</p>
<p>Satellite Services</p>
<p>Many companies have purchased services using satellite, which bypasses the local telephone network. It is important to identify what types of service transit these types of facilities, and build a plan that will use these circuits at the time of a disaster. Determining ahead of time who needs to talk to whom can quickly identify whether this is a logical resource to build into plans.</p>
<p>Most organizations use satellite communications to transport data or voice communications between two or more major locations. This is a ready-made alternative to pass damage and injury information in the initial hours. This is particularly effective if key decision-makers are remote from the site, and by using this link they can be informed quickly of the status to determine how they will conduct business.</p>
<p>Microwave Services</p>
<p>Microwave communications are another completely separate alternative to the network. It is important if they are going to be used as an alternative that planners check how many other users are on their frequencies. They, too, can become congested, especially in large cities. Knowledge of antenna and transmitter locations is also important to evaluate how they may be affected at the time of a disaster.</p>
<p>Data Alternatives</p>
<p>Most large organizations transport data using private non-switched facilities. However, planners overlook the potential to turn these transport links into communications paths after a disaster. Evaluate which terminals can transmit information to which locations, and use this resource to perform damage assessment in the early hours. It can also become a two-way means to transmit restoration priorities. Even though the link may be via data rather than voice, just like the Datafax, this can be a ready means of communicating.</p>
<p>Some businesses are planning to have their employees dial up into their systems from home if a disaster occurs out-of-hours, to receive instructions and transmit critical information. This combination may be using the telephone network from employees’ homes to the main computer, so be aware that there may be congestion on that element.</p>
<p>Organizations which require extensive data capacity are evaluating where their vulnerabilities are in their networks, and over time are building in protections to preserve their data networks. Use of fiber rings to provide alternate routing, diversifying of facilities routes, obtaining fiber from more than one central office, and terminating cables on more than one distributing frame are all sound preventative measures to ensure your own network will continue to function.</p>
<p>HOW TO MAKE YOUR PLANS WORK</p>
<p>It is easy to see that there are many different forms of communication to evaluate. The most common missing ingredient in communications plans is identifying who needs to talk to whom. Physical drawings of where key people are expected to be are important to begin to see the overall communications picture.</p>
<p>In the early stages following a disaster, Emergency Response Teams and Site Inspection Teams will be frantically working while emergency centers are being activated. At the same time, key decision-makers will soon want to receive reports to begin to make decisions about what to do. Employees will be eager to reach loved ones, and everyone will need to know how the community has been affected. All of these needs must be addressed in the planning stages. If they are not, one or more of these users will try to establish communications links using whatever is available, possibly hampering other efforts.</p>
<p>Gather all of the key players from each interest group together, and identify what functions they will need to perform, and what kind of communications they require to perform these functions. Once that is established, it is a relatively easy task to survey existing communications, identifying which is best suited to serve the users’ needs. When organizations follow this process, they are pleasantly surprised to find that they already have plenty of communications alternatives, and may not need to spend exorbitant dollars for additional equipment.</p>
<p>Document these plans so that everyone will know who will use what. List all of the critical communications circuits, identifying where they are located, and who is to use them. Anticipate that everyone who knows the plan will not be available, so all information must be clear and easy to follow. Then test the plans to see if they will work. The time to find out whether everyone’s communications needs have been met is not during an actual disaster! It is only through careful planning and testing that organizations will have truly successful communications paths.</p>
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		<title>Communications Assessment Questionnaire</title>
		<link>http://www.phylmar.com/2008/10/communications-assessment-questionnaire/</link>
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		<pubDate>Thu, 30 Oct 2008 05:28:01 +0000</pubDate>
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		<category><![CDATA[Risk Assessment Management]]></category>

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		<description><![CDATA[Communications Assessment Questionnaire
by Judy K. Bell, CEM
Disaster Survival Planning Network
1. Who is responsible for ensuring that back-up communications are established?
2. What are your existing communications capabilities?
A. Voice________________________________________________
B. Data_________________________________________________
C. Image Transmission____________________________________
3. Take an inventory of your existing back-up communications:
A. Radio_______________________________________________
B. Cellular______________________________________________
C. Amateur Radio________________________________________
D. Datafax______________________________________________
E. Public Telephones_____________________________________
F. Essential Service______________________________________
G. Other________________________________________________
4. Who plans to use these back-up communications during a disaster? (Identify specific work groups or people &#8211; chances are several people think they are going to use the same back-ups!!)
5. What are your critical circuits? What alternate communications capability do you have ...


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			<content:encoded><![CDATA[<p>Communications Assessment Questionnaire</p>
<p>by Judy K. Bell, CEM</p>
<p>Disaster Survival Planning Network</p>
<p>1. Who is responsible for ensuring that back-up communications are established?</p>
<p>2. What are your existing communications capabilities?</p>
<p>A. Voice________________________________________________</p>
<p>B. Data_________________________________________________</p>
<p>C. Image Transmission____________________________________</p>
<p>3. Take an inventory of your existing back-up communications:</p>
<p>A. Radio_______________________________________________</p>
<p>B. Cellular______________________________________________</p>
<p>C. Amateur Radio________________________________________</p>
<p>D. Datafax______________________________________________</p>
<p>E. Public Telephones_____________________________________</p>
<p>F. Essential Service______________________________________</p>
<p>G. Other________________________________________________</p>
<p>4. Who plans to use these back-up communications during a disaster? (Identify specific work groups or people &#8211; chances are several people think they are going to use the same back-ups!!)</p>
<p>5. What are your critical circuits? What alternate communications capability do you have for them?</p>
<p>6. What are your critical systems? What alternate communications or back-up protection do you have for them?</p>
<p>7. Which systems have back-up power capability? How long will it last? What are your plans to have back-up generators available if needed?</p>
<p>8. What priorities have been established for communications restoration by:</p>
<p>A. Location</p>
<p>B. Systems/Switches</p>
<p>C. Facilities</p>
<p>9. What are your alternate routing patterns? Are they activated automatically, or can you redirect your traffic routes at the time of a disaster? What are your plans to redirect traffic, if you have that capability?</p>
<p>10. What emergency restoral procedures have you established with your communications and equipment vendors?</p>
<p>11. Where do you store your communications information? How is it preserved as a vital record?</p>
<p>12. Who in your organization will need back-up communications at the time of a disaster?</p>
<p>13. Who do they primarily need to talk to?</p>
<p>14. What will they use as their alternate communications if they are not at work when the disaster strikes?</p>
<p>15. Based on all of the information examined, what do you recommend for alternate communications for each department and critical member of your organization?</p>
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